TEAM MOVES

Wells Fargo potential 16-person pattern; 8 potential adviser groups

Registration records observed on 10/07/2026 showed eight potential adviser groups. One involved 16 observed people in a potential affiliation pattern between two Wells Fargo firms; the records do not verify a team transfer.

By Daniel Mercer·Edition ·1 min read

Registration records observed on 10/07/2026 showed eight potential adviser groups. One involved 16 observed people and a potential affiliation pattern between Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC. The pattern does not verify a coordinated transfer, employment change or complete team roster.

A separate potential pattern involved six observed people and Charles Schwab & Co., Inc. and Schwab Wealth Advisory, Inc. These registration observations do not establish that the people moved between firms.

Potential adviser groups

The appendix lists all 8 potential affiliation groups on 10/07/2026 within the 10/07/2026–10/07/2026 source window. These entries describe potential affiliation patterns, not confirmed team transfers; names may be partial.

ObservedOrigin firm CRDDestination firm CRDObserved advisersSource-listed advisersClassification
10/07/20267051490185Lisa L. Stella; Michael S. Kovie; Henry L. Hunter; David L. Everson; Karl D. RohrbaughPotential affiliation group; not a confirmed team transfer
10/07/20262501490182Philip M. Sunderland; Joshua T. CollierPotential affiliation group; not a confirmed team transfer
10/07/2026196161102516Arthur G. Horner; Marianne E. O'Neill; Brian Blass; Richard J. Simenhoff; Chad A. Holtz; James I. Dunn; Darin L. Dunham; Patricia Gonzalez; Wade M. Schuknecht; Jenny Yuen; David M. Hoffman; Demitri P. Hollevoet; George W. Lawer; Daniel E. Fienberg; Jack L. Hsia; April SandovalPotential affiliation group; not a confirmed team transfer
10/07/202653931590356David B. Danvers; Nicholas R. Anderson; Ping Lin; Zane L. Sanders; Eric D. Swanson; Sarah E. BuchardtPotential affiliation group; not a confirmed team transfer
10/07/20261490183228798Justin G. Davis; Sean D. Duffy; Jarrod C. Martinez; Svetlana Koltun; John J. Marvin; Timothy K. Murray; Thad A. Ortez; Robert C. PowellPotential affiliation group; not a confirmed team transfer
10/07/20261490183438598Julie C. Elsea; Dennis K. Wolfe; Anthony M. D'Andrea; Andrew M. Burnett; Lisa W. Listecki; William R. Abercrombie; Austin D. Cone; Evan B. RussellPotential affiliation group; not a confirmed team transfer
10/07/202680321490184Daniel M. Wyson; Jason R. Wright; Jared Wyson; Patrick J. ClarkPotential affiliation group; not a confirmed team transfer
10/07/20261546901401952Jason S. Rasmussen; Coltin E. DavisPotential affiliation group; not a confirmed team transfer

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