TEAM MOVES
Cetera-LPL pattern includes 7 people; 8 potential adviser groups
A potential affiliation pattern involving Cetera Investment Advisers and LPL Financial included records for seven people. Eight potential adviser groups were observed on 10/08/2026; the records do not confirm a team transfer.
By Daniel Mercer·Edition ·1 min read
A potential affiliation pattern involving Cetera Investment Advisers LLC and LPL Financial LLC included records for seven people. The observation on 10/08/2026 does not establish that the people formed a coordinated team or changed employers.
The complete roster lists eight potential adviser groups observed that day. These are patterns in registration records, not verified team transfers or confirmed employment changes.
Potential adviser groups
The appendix lists all 8 potential affiliation groups on 10/08/2026 within the 10/08/2026–10/08/2026 source window. These entries describe potential affiliation patterns, not confirmed team transfers; names may be partial.
| Observed | Origin firm CRD | Destination firm CRD | Observed advisers | Source-listed advisers | Classification |
|---|---|---|---|---|---|
| 10/08/2026 | 6363 | 705 | 4 | Mark D. Permenter; Stephen M. Lamoureux; Elizabeth A. Lincoln; Robert A. Martin | Potential affiliation group; not a confirmed team transfer |
| 10/08/2026 | 8032 | 149018 | 6 | Daniel M. Wyson; Jason R. Wright; Jared Wyson; Patrick J. Clark; John T. Camiolo; John K. McCormack | Potential affiliation group; not a confirmed team transfer |
| 10/08/2026 | 173272 | 6413 | 3 | David M. Wright; Nicklas E. Norvell; Spencer Georgetti | Potential affiliation group; not a confirmed team transfer |
| 10/08/2026 | 149018 | 6413 | 2 | Cole A. Cooper; Roger G. Larsen | Potential affiliation group; not a confirmed team transfer |
| 10/08/2026 | 793 | 6363 | 2 | Martin W. Padilla; Andres M. Alfaro | Potential affiliation group; not a confirmed team transfer |
| 10/08/2026 | 149018 | 6363 | 2 | James S. Smith; Richard D. Picone | Potential affiliation group; not a confirmed team transfer |
| 10/08/2026 | 105644 | 6413 | 7 | Joseph J. Borgese; Matthew Little; David T. Harding; David A. Meek; Jason T. Longtin; Lindsey J. Borgese; Kacy L. Walker | Potential affiliation group; not a confirmed team transfer |
| 10/08/2026 | 149018 | 343346 | 2 | Brian E. Whalen; Christopher J. Beauchamp | Potential affiliation group; not a confirmed team transfer |