Schwab Wealth Advisory shows a 7-person registration pattern; 19 potential adviser groups

Registration records dated Oct. 9, 2026, tie seven people to a potential affiliation group pairing Charles Schwab & Co., Inc. (origin) with Schwab Wealth Advisory, Inc. (destination). The people named in the record include David Bell Danvers, Nicholas Ryan Anderson and Ping Lin. A potential affiliation group is a pattern observed in the records on that date; it does not verify a coordinated transfer, shared branch or recruiting win, and the records do not establish employment dates or a complete team roster.

The largest named group in the window appeared Oct. 10: a potential affiliation involving 19 people between Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC. Named people in that record include Arthur Gaudreau Horner, Marianne Elizabeth O'Neill and Brian Blass.

Those two records sit inside a complete roster of 19 potential adviser groups for the Oct. 9–11, 2026, window: eight groups observed Oct. 9 and 11 observed Oct. 10. Other destination firms named in the roster include Cerity Partners LLC, Ameriprise Financial Services, LLC, Astoria Portfolio Advisors LLC, LPL Financial LLC and Professional Planning & Wealth, with group sizes ranging from two to the 19-person Wells Fargo record. The roster lists source records only; group membership beyond the named people is not established, and some firms appear only by their CRD numbers.

Potential adviser groups

The appendix lists all 19 potential affiliation groups on 10/09/2026 and 10/10/2026 within the 10/09/2026–10/11/2026 source window. These entries describe potential affiliation patterns, not confirmed team transfers; names may be partial.