NEW ADVISERS

Equitable lists 8 among 117 first adviser registrations

The complete roster covers first adviser registrations dated October 12, 2026. Equitable Advisors, LLC had eight people listed; those firms are current source-reported affiliations, not necessarily the firms where registration began.

By Daniel Mercer··1 min read

Hannah Schechter and Dominick Moye were among eight people listed with Equitable Advisors, LLC in the complete roster of 117 first adviser registrations dated October 12, 2026. Both first-registration dates were October 12. The listed firm is a current source-reported affiliation; it does not establish where someone first registered or when they were hired.

Empower Advisory Group, LLC had seven people in the roster, including Corbin Zaldivar and Stephen Guentz, whose first adviser registrations were dated October 12, 2026. Edward Jones also had seven. Its named examples include Charles S. McBride and Kevin M. Thomas, both with first-registration dates of October 12, 2026.

Fisher Investments had six people in the roster. Owen Bell and Erik V. Santini were among them, and both had first adviser registrations dated October 12, 2026. A first adviser registration does not establish a first industry job, a new license or a career start.

The remaining 89 registrations were distributed across other firms. The five firm categories together account for the full roster of 117 first adviser registrations.

First adviser registrations

The advisers below account for all 117 source-reported first adviser registrations on 10/12/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 1–25 of 117. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Ailun Shen756256910/13/202610/12/2026The Mather Group, LLC156005Chicago, IL
Alexander J. Kong757631010/13/202610/12/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691San Francisco, CA
Alison Nash325396510/13/202610/12/2026RBC Capital Markets, LLC31194Rochester, MN
Andrew C. Tart834878810/13/202610/12/2026Equitable Advisors, LLC6627New York, NY
Andrew R. E. Gray823106710/13/202610/12/2026Raymond James Financial Services Advisors, Inc.149018Vancouver, WA
Andrew S. J. Reid644713710/13/202610/12/2026Lbmc Investment Advisors, LLC108943Brentwood, TN
Asa W. Owens835768010/13/202610/12/2026HHM Wealth Advisors, LLC150843Chattanooga, TN
Austin R. Heath779992510/13/202610/12/2026Raymond James & Associates, Inc.705Raleigh, NC
Benjamin H. Cohen656114010/13/202610/12/2026Sagespring Wealth Partners283515Winter Park, FL
Caitlyn J. Neufeldt785593710/13/202610/12/2026Creative Planning105348Overland Park, KS
Caroline S. Harper791934210/13/202610/12/2026Morgan Stanley149777Raleigh, NC
Catherine Wallace812649610/13/202610/12/2026UBS Financial Services Inc.8174Greenwich, CT
Charles S. McBride831393110/13/202610/12/2026Edward Jones250Lewisville, TX
Christopher Duff683322010/13/202610/12/2026PFS Investments Inc.10111Eau Claire, WI
Christopher M. Guest809542610/13/202610/12/2026Stifel, Nicolaus & Company, Incorporated793Melville, NY
Clifton S. Conrad835620210/13/202610/12/2026Florida Financial Advisors, LLC288811Vienna, VA
Conrad Cole799231110/13/202610/12/2026Commonwealth Financial Network8032Towanda, PA
Corbin Zaldivar832431310/13/202610/12/2026Empower Advisory Group, LLC112058Tulsa, OK
Dennis J. Bravo792432110/13/202610/12/2026J.P. Morgan Securities LLC79New York, NY
Dev K. Maheshwari824820310/13/202610/12/2026Citigroup Global Markets Inc.7059Los Angeles, CA
Dilkash Luhano828047010/13/202610/12/2026Edward Jones250St. Louis, MO
Dominick Moye834936310/13/202610/12/2026Equitable Advisors, LLC6627New York, NY
Dominique M. Poulis483841810/13/202610/12/2026Capital Client Group, Inc.6247Lake Forest, CA
Dustin L. Lamar803171810/13/202610/12/2026Fisher Investments107342Plano, TX
Edward Park826332010/13/202610/12/2026Equitable Advisors, LLC6627New York, NY

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