NEW ADVISERS

Equitable lists 8 among 117 first adviser registrations

The complete roster covers first adviser registrations dated October 12, 2026. Equitable Advisors, LLC had eight people listed; those firms are current source-reported affiliations, not necessarily the firms where registration began.

By Daniel Mercer··1 min read

Hannah Schechter and Dominick Moye were among eight people listed with Equitable Advisors, LLC in the complete roster of 117 first adviser registrations dated October 12, 2026. Both first-registration dates were October 12. The listed firm is a current source-reported affiliation; it does not establish where someone first registered or when they were hired.

Empower Advisory Group, LLC had seven people in the roster, including Corbin Zaldivar and Stephen Guentz, whose first adviser registrations were dated October 12, 2026. Edward Jones also had seven. Its named examples include Charles S. McBride and Kevin M. Thomas, both with first-registration dates of October 12, 2026.

Fisher Investments had six people in the roster. Owen Bell and Erik V. Santini were among them, and both had first adviser registrations dated October 12, 2026. A first adviser registration does not establish a first industry job, a new license or a career start.

The remaining 89 registrations were distributed across other firms. The five firm categories together account for the full roster of 117 first adviser registrations.

First adviser registrations

The advisers below account for all 117 source-reported first adviser registrations on 10/12/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 51–75 of 117. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
John S. Swearingen832995610/13/202610/12/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Columbia, SC
John Temple825168210/13/202610/12/2026Morgan Stanley149777Chicago, IL
Johnathan Beavers669754210/13/202610/12/2026Charles Schwab & Co., Inc.5393Fort Worth, TX
Johnathan R. Baumann790454310/13/202610/12/2026PFS Investments Inc.10111Georgetown, TX
Jomar A. Pontillas830643410/13/202610/12/2026Empower Advisory Group, LLC112058Greenwood Village, CO
Jordan Sadoff799151610/13/202610/12/2026Wealth Enhancement Advisory Services, LLC116407Los Angeles, CA
Josef A. Gray831427310/13/202610/12/2026Empower Advisory Group, LLC112058Greenwood Village, CO
Joseph B. Andrews789815810/13/202610/12/2026J.P. Morgan Securities LLC79Atlanta, GA
Joshua E. B. Stewart835663810/13/202610/12/2026Yfp Wealth282918Loretto, MN
Joshua V. Williams820636010/13/202610/12/2026Stifel, Nicolaus & Company, Incorporated793Miamisburg, OH
Kaitlyn Pickens824842010/13/202610/12/2026Strategic Advisers LLC104555Houston, TX
Katherine N. Sadowski805487210/13/202610/12/2026LPL Enterprise, LLC8733Honolulu, HI
Kathryn S. Dillon830901210/13/202610/12/2026Rockefeller Financial LLC291361Oak Brook, IL
Keely B. McLeod832685210/13/202610/12/2026Blue Chip Partners, LLC132437Farmington Hills, MI
Kevin M. Thomas830114110/13/202610/12/2026Edward Jones250St. Louis, MO
Kimberley J. Hom831951910/13/202610/12/2026Strategic Advisers LLC104555San Francisco, CA
Kylar R. Blotske827651110/13/202610/12/2026Ameriprise Financial Services, LLC6363Dickinson, ND
Leah L. Stephens830574210/13/202610/12/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Jacksonville, FL
Leila C. Wilson702776010/13/202610/12/2026Morgan Stanley149777East Lansing, MI
Louis Horning808195110/13/202610/12/2026Raymond James & Associates, Inc.705St. Petersburg, FL
Lucas Seraine834186110/13/202610/12/2026Fisher Investments107342Plano, TX
Lucas Zaba830558810/13/202610/12/2026Goal Quest Advisors, LLC159361Berwyn, PA
Luke Bartel813892610/13/202610/12/2026Strategic Advisers LLC104555Westlake, TX
Marguerite L. Waite304708610/13/202610/12/2026State Farm Investment Management Corp.3487Davie, FL
Matthew Clifford828822910/13/202610/12/2026Equitable Advisors, LLC6627New York, NY

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