NEW ADVISERS

Equitable lists 8 among 117 first adviser registrations

The complete roster covers first adviser registrations dated October 12, 2026. Equitable Advisors, LLC had eight people listed; those firms are current source-reported affiliations, not necessarily the firms where registration began.

By Daniel Mercer··1 min read

Hannah Schechter and Dominick Moye were among eight people listed with Equitable Advisors, LLC in the complete roster of 117 first adviser registrations dated October 12, 2026. Both first-registration dates were October 12. The listed firm is a current source-reported affiliation; it does not establish where someone first registered or when they were hired.

Empower Advisory Group, LLC had seven people in the roster, including Corbin Zaldivar and Stephen Guentz, whose first adviser registrations were dated October 12, 2026. Edward Jones also had seven. Its named examples include Charles S. McBride and Kevin M. Thomas, both with first-registration dates of October 12, 2026.

Fisher Investments had six people in the roster. Owen Bell and Erik V. Santini were among them, and both had first adviser registrations dated October 12, 2026. A first adviser registration does not establish a first industry job, a new license or a career start.

The remaining 89 registrations were distributed across other firms. The five firm categories together account for the full roster of 117 first adviser registrations.

First adviser registrations

The advisers below account for all 117 source-reported first adviser registrations on 10/12/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 76–100 of 117. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Matthew S. Stole808642010/13/202610/12/2026Empower Advisory Group, LLC112058Minnetonka, MN
Melissa J. Thomas428250110/13/202610/12/2026Morgan Stanley149777South Jordan, UT
Michael A. Bharrat831074210/13/202610/12/2026U.S. Bancorp Advisors, LLC14455Burnsville, MN
Michael G. Parker827476410/13/202610/12/2026Edward Jones250Port Charlotte, FL
Michael P. Webb639166010/13/202610/12/2026Osaic Wealth, Inc.23131Oakbrook Terrace, IL
Micheal W. Minnich703452910/13/202610/12/2026Charles Schwab & Co., Inc.5393Omaha, NE
Mikayla G. Shealey711957510/13/202610/12/2026Edward Jones250Valdosta, GA
Mohan A. Navaratna730032510/13/202610/12/2026Nine Gems Investment Management311148San Jose, CA
Nicholas Franklin833195210/13/202610/12/2026Strategic Advisers LLC104555Oakland, CA
Noah E. Ross825916410/13/202610/12/2026Centaurus Financial, Inc.30833Anaheim, CA
Owen Bell834513310/13/202610/12/2026Fisher Investments107342Camas, WA
Paras A. Fancy552628710/13/202610/12/2026Morgan Stanley149777San Francisco, CA
Patrick Weinert731696910/13/202610/12/2026The Money Mission Limited Liability Company310126Washington, DC
Paul R. Staples835510810/13/202610/12/2026Retirement and Wealth at Alliant, LLC167970Dallas, TX
Quinn S. Schafer821949710/13/202610/12/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Frontenac, MO
Rebecca J. Recchia497118210/13/202610/12/2026Edward Jones250Oldsmar, FL
Reece Mangum834482510/13/202610/12/2026Fisher Investments107342Tampa, FL
Rekeveia Dabney786023410/13/202610/12/2026Empower Advisory Group, LLC112058Forney, TX
Robert D. Carter III510335110/13/202610/12/2026LPL Financial LLC6413Charlotte, NC
Ruijuan Hong832102710/13/202610/12/2026Transamerica Financial Advisors, LLC16164Morrisville, NC
Ryan A. Kriftcher726336610/13/202610/12/2026MML Investors Services, LLC10409New York, NY
Ryan Curtis750451710/13/202610/12/2026Osaic Wealth, Inc.23131Belle Plaine, IA
Sahil Tandon834356110/13/202610/12/2026Arete Wealth Advisors, LLC145488Chicago, IL
Sebastian Barbero709708010/13/202610/12/2026J.P. Morgan Securities LLC79Ft. Lauderdale, FL
Sophia A. Gossum832062410/13/202610/12/2026Ieq Capital, LLC301819Los Angeles, CA

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