NEW ADVISERS

Equitable lists 8 among 117 first adviser registrations

The complete roster covers first adviser registrations dated October 12, 2026. Equitable Advisors, LLC had eight people listed; those firms are current source-reported affiliations, not necessarily the firms where registration began.

By Daniel Mercer··1 min read

Hannah Schechter and Dominick Moye were among eight people listed with Equitable Advisors, LLC in the complete roster of 117 first adviser registrations dated October 12, 2026. Both first-registration dates were October 12. The listed firm is a current source-reported affiliation; it does not establish where someone first registered or when they were hired.

Empower Advisory Group, LLC had seven people in the roster, including Corbin Zaldivar and Stephen Guentz, whose first adviser registrations were dated October 12, 2026. Edward Jones also had seven. Its named examples include Charles S. McBride and Kevin M. Thomas, both with first-registration dates of October 12, 2026.

Fisher Investments had six people in the roster. Owen Bell and Erik V. Santini were among them, and both had first adviser registrations dated October 12, 2026. A first adviser registration does not establish a first industry job, a new license or a career start.

The remaining 89 registrations were distributed across other firms. The five firm categories together account for the full roster of 117 first adviser registrations.

First adviser registrations

The advisers below account for all 117 source-reported first adviser registrations on 10/12/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 101–117 of 117. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Stephen Guentz831457610/13/202610/12/2026Empower Advisory Group, LLC112058Raleigh, NC
Steven J. Viera829162110/13/202610/12/2026UBS Financial Services Inc.8174Hartford, CT
Steven Pignato794937310/13/202610/12/2026Cetera Investment Advisers LLC105644St Cloud, MN
Sylar E. Hinkle811047010/13/202610/12/2026Lincoln Investment519Mountville, PA
Texas Hemmaplardh575636310/13/202610/12/2026Morgan Stanley149777New York, NY
Theodore Taylor804697610/13/202610/12/2026J.P. Morgan Securities LLC79Cincinnati, OH
Toby A. Butler724678110/13/202610/12/2026MML Investors Services, LLC10409Madison, MS
Toni K. Worley829642410/13/202610/12/2026Edward Jones250St. Louis, MO
Tracey Watkins800646310/13/202610/12/2026Commonwealth Financial Network8032Denver, CO
Tyler S. Clark806750610/13/202610/12/2026Commonwealth Financial Network8032Norfolk, VA
Victoria B. Pope835723510/13/202610/12/2026Florida Financial Advisors, LLC288811Dallas, TX
Vincent Weinkam825017310/13/202610/12/2026Valic Financial Advisors, Inc.42803Linthicum Heights, MD
Walker B. Ferebee580997910/13/202610/12/2026LPL Financial LLC6413Franklin, TN
William Bensing820710810/13/202610/12/2026UBS Financial Services Inc.8174Seal Beach, CA
William E. Christensen744652010/13/202610/12/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Lisle, IL
William J. Kearney249585510/13/202610/12/2026Firstrust111800Daytona Beach, FL
Zackery Connors768567110/13/202610/12/2026Fisher Investments107342Plano, TX

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