NEW ADVISERS

Edward Jones lists 12 of 178 first adviser registrations

The full-period count covers first adviser registrations dated October 13, 2026. Two named Edward Jones registrants and examples at Equitable Advisors and Fisher Investments were also listed that day.

By Daniel Mercer··1 min read

Edward Jones had 12 of the 178 source-reported first adviser registrations dated October 13, 2026. That count describes registrations with that first-registration date, not hiring activity. The listed firm is the current source-reported affiliation and does not necessarily identify where an adviser first registered.

Austin A. Earnest and Hunter D. Morley were both listed with Edward Jones, and each had a first adviser registration date of October 13, 2026. The roster also included Gina M. Cardinale and Nicholas Godino with Equitable Advisors, LLC, and Noah S. Uresti and Austin Denmon with Fisher Investments. Each of those four also had an October 13 first-registration date.

The source-listed firm is an affiliation in the registration record; the date does not establish a hiring date, career start or first job in the industry. The roster’s branch-location information was observed October 14, 2026, separately from the October 13 first-registration dates. A reported branch does not establish a person’s residence or sole workplace.

Current source-listed firm categoryFirst adviser registrations
Edward Jones12
Equitable Advisors, LLC11
Fisher Investments10
UBS Financial Services Inc.7
All other firms138

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First adviser registrations

The advisers below account for all 178 source-reported first adviser registrations on 10/13/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 151–175 of 178. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Ryan J. Ghee804844610/14/202610/13/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Hunt Valley, MD
Ryan Joseph825095510/14/202610/13/2026Ameriprise Financial Services, LLC6363Charlotte, NC
Ryan R. McGowan826111210/14/202610/13/2026Vanguard Advisers, Inc.106715Charlotte, NC
Ryan W. Verdi830706610/14/202610/13/2026MML Investors Services, LLC10409Shelton, CT
Samuel A. Cornett806880810/14/202610/13/2026Horizon Investments LLC109552Charlotte, NC
Samuel E. Albers832163010/14/202610/13/2026Equitable Advisors, LLC6627New York, NY
Shane Heflin834612710/14/202610/13/2026WPWealth LLP145467Fort Worth, TX
Stanley M. Sumling585312910/14/202610/13/2026Focus Partners Wealth, LLC159289Bourbonnais, IL
Stephanie M. Watts759792610/14/202610/13/2026Edward Jones250Ft Worth, TX
Stephen P. Hatten103287510/14/202610/13/2026Northwestern Mutual Investment Services, LLC2881Greenville, SC
Taylor Bair803152310/14/202610/13/2026Independent Financial Group, LLC7717Henderson, NV
Theodore F. Wooding802286410/14/202610/13/2026Wells Fargo Clearing Services, LLC19616New York, NY
Thomas Proce832686110/14/202610/13/2026Equitable Advisors, LLC6627Melville, NY
Timothy M. Petrik727679710/14/202610/13/2026Ameriprise Financial Services, LLC6363Braintree, MA
Tracey L. John767007410/14/202610/13/2026Ima Advisory Services, Inc.112091Brattleboro, VT
Troy M. Anderson810805810/14/202610/13/2026LPL Financial LLC6413Tempe, AZ
Tyler A. Huntley810489010/14/202610/13/2026Park Avenue Securities LLC46173Minnetonka, MN
Tyler J. Rayman725628910/14/202610/13/2026Streamsong Advisors, LLC168250Grand Rapids, MI
Vahid Azin798489710/14/202610/13/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691San Francisco, CA
Victoria Ruetz642859210/14/202610/13/2026Prospera Financial Services, Inc.10740Dallas, TX
Vincent P. Mueller823658310/14/202610/13/2026State Farm Investment Management Corp.3487Festus, MO
Vincenzo T. Greco808394610/14/202610/13/2026Voya Financial Advisors, Inc.2882Boston, MA
Vipul N. Thakker488382910/14/202610/13/2026Ocean Ivy Capital342276Naperville, IL
Viren A. Mahtani773578410/14/202610/13/2026UBS Financial Services Inc.8174Paramus, NJ
William B. Couey638180010/14/202610/13/2026State Farm Investment Management Corp.3487Atlanta, GA

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