TEAM MOVES

Ameriprise-Wells Fargo pattern among 13 potential adviser groups

Registration records observed on October 13, 2026, show a potential affiliation pattern involving seven people and Ameriprise Financial Services and Wells Fargo Advisors Financial Network; the records do not verify a team transfer.

By Maya Chen·Edition ·1 min read

A potential affiliation pattern involving Ameriprise Financial Services, LLC and Wells Fargo Advisors Financial Network, LLC included seven people in records observed on October 13, 2026. The registration pattern does not establish a coordinated transfer, employment dates or a complete team roster.

The complete record list contains 13 potential adviser groups observed that day. A second selected pattern involved Commonwealth Financial Network and Kestra Advisory Services, LLC, and also included seven people; these registration records do not establish that a team moved between firms.

Potential adviser groups

The appendix lists all 13 potential affiliation groups on 10/13/2026 within the 10/13/2026–10/13/2026 source window. These entries describe potential affiliation patterns, not confirmed team transfers; names may be partial.

ObservedOrigin firm CRDDestination firm CRDObserved advisersSource-listed advisersClassification
10/13/20263235963049812Troy R. Willcox; Ivan HenriquezPotential affiliation group; not a confirmed team transfer
10/13/2026641337672David A. Hatton; John L. ReakesPotential affiliation group; not a confirmed team transfer
10/13/20266363110257Chase N. Johnson; Eric J. Smutko; Audrey L. Schmedes; Devin Marshall; Anthony A. Perez; Michael M. Kawase; Kristina D. LiuagPotential affiliation group; not a confirmed team transfer
10/13/202680322833307Michelle D. Lasko; Zale R. Crawford; Christopher G. Bafus; Gary C. Markham; Terrence C. Vause; Keith L. Radmaker; Brett R. BoyerPotential affiliation group; not a confirmed team transfer
10/13/202680321251123Meredith E. Flautt; George T. Andrews; Caleb StatonPotential affiliation group; not a confirmed team transfer
10/13/2026636364134Michael A. King; Thomas M. Nolan; Julie M. Crotty; William K. HazenPotential affiliation group; not a confirmed team transfer
10/13/202613413964132David P. Cowden; David L. HardacrePotential affiliation group; not a confirmed team transfer
10/13/202663632833302Aisha A. Rada; Shawn D. SmithPotential affiliation group; not a confirmed team transfer
10/13/20261726531072712Steve H. Coker; Carole L. MeitlerPotential affiliation group; not a confirmed team transfer
10/13/202653931590359David B. Danvers; Nicholas R. Anderson; Ping Lin; Zane L. Sanders; Eric D. Swanson; Sarah E. Buchardt; Jeffrey A. Hoelderlin; Max M. Roy; Victor A. AlarconPotential affiliation group; not a confirmed team transfer
10/13/202619616311942Roy D. Mansberg; Eric WeintraubPotential affiliation group; not a confirmed team transfer
10/13/202681741515593Valerie Rosaly; Mark D. Harbaugh; Mark D. HarbaughPotential affiliation group; not a confirmed team transfer
10/13/202641791196163Michael G. Dooley; John R. Halloran; Kevin HalloranPotential affiliation group; not a confirmed team transfer

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