TEAM MOVES
Schwab Wealth Advisory: 10-person potential affiliation; 5 potential adviser groups
Five potential adviser groups were observed in registration records on October 14, 2026. The patterns do not establish coordinated team moves or employment changes.
By Maya Chen·Edition ·1 min read
A potential affiliation pattern involving Schwab Wealth Advisory, Inc. included 10 observed people, among them David Bell Danvers, Nicholas R. Anderson and Ping Lin. The pattern was observed on October 14, 2026; it does not establish a coordinated move or employment change.
The complete set comprised five potential adviser groups observed that day. Another pattern involved Cetera Investment Advisers LLC and LPL Financial LLC, with eight observed people, including Joseph J. Borgese, Matthew Little and David T. Harding. These are registration patterns, not confirmation that the people changed employers or formed a team.
Potential adviser groups
The appendix lists all 5 potential affiliation groups on 10/14/2026 within the 10/14/2026–10/14/2026 source window. These entries describe potential affiliation patterns, not confirmed team transfers; names may be partial.
| Observed | Origin firm CRD | Destination firm CRD | Observed advisers | Source-listed advisers | Classification |
|---|---|---|---|---|---|
| 10/14/2026 | 7691 | 19616 | 2 | Drew M. McClair; Weston M. Miceli | Potential affiliation group; not a confirmed team transfer |
| 10/14/2026 | 297517 | 155344 | 2 | David G. Parkinson; Cynthia L. Hunt | Potential affiliation group; not a confirmed team transfer |
| 10/14/2026 | 5393 | 159035 | 10 | David B. Danvers; Nicholas R. Anderson; Ping Lin; Zane L. Sanders; Eric D. Swanson; Sarah E. Buchardt; Jeffrey A. Hoelderlin; Max M. Roy; Victor A. Alarcon; Jacob Descoteau | Potential affiliation group; not a confirmed team transfer |
| 10/14/2026 | 7691 | 149777 | 3 | Rae E. Schoenberg; Heather S. Levine; Christopher Longly | Potential affiliation group; not a confirmed team transfer |
| 10/14/2026 | 105644 | 6413 | 8 | Joseph J. Borgese; Matthew Little; David T. Harding; David A. Meek; Jason T. Longtin; Lindsey J. Borgese; Kacy L. Walker; Ryan C. Kelley | Potential affiliation group; not a confirmed team transfer |