TEAM MOVES

Schwab pattern involves 36 people; 11 potential adviser groups

On October 15, 2026, a potential affiliation pattern involving Schwab Wealth Advisory, Inc. included 36 people in registration records. The complete selected-period roster contains 11 potential adviser groups; the records do not verify team transfers.

By Daniel Mercer·Edition ·1 min read

A potential affiliation pattern involving Schwab Wealth Advisory, Inc. included registration records for 36 people, according to the complete roster observed October 15, 2026. The pattern does not establish a coordinated team transfer or employment change.

The complete selected-period roster contains 11 potential adviser groups, all observed on October 15. Other listed patterns include six people in a potential affiliation pattern involving Captrust and three in one involving J.P. Morgan Securities LLC. These are registration patterns, not verified moves; the records do not establish complete group membership or employment dates.

Potential adviser groups

The appendix lists all 11 potential affiliation groups on 10/15/2026 within the 10/15/2026–10/15/2026 source window. These entries describe potential affiliation patterns, not confirmed team transfers; names may be partial.

ObservedOrigin firm CRDDestination firm CRDObserved advisersSource-listed advisersClassification
10/15/202613413964133David P. Cowden; David L. Hardacre; Mark P. HarriePotential affiliation group; not a confirmed team transfer
10/15/20262833901751126David R. Peterson; Brett W. Hoge; Joshua R. Crane; Alexander W. Barrett; Aaron M. Spivey; Harrison H. CrossPotential affiliation group; not a confirmed team transfer
10/15/2026104555793Jackson D. Roder; Gary F. London; Raul SantiagoPotential affiliation group; not a confirmed team transfer
10/15/2026539315903536David B. Danvers; Nicholas R. Anderson; Ping Lin; Zane L. Sanders; Eric D. Swanson; Sarah E. Buchardt; Jeffrey A. Hoelderlin; Max M. Roy; Victor A. Alarcon; Jacob Descoteau; Wendy J. Farrissey; David J. Chapman; Edward V. Gonzales; James K. Feldman; Daniel J. Walker; Edward R. Loughry; Ivan J. Galindo; Kenneth J. Zimmer; Lee D. Goss; Simon B. Manoyan; Sarah J. Walkinshaw; David Corkum; Katherine E. Canon; James M. Marr; Kristin M. Mann; Christina M. Faulkner; Christopher W. Evers; Luke T. Gheta; Sergei A. Zweibach; Spencer R. Fogo (source name list is partial)Potential affiliation group; not a confirmed team transfer
10/15/202680321056443Brian Quinn; Scott A. McCaskill; Sean WadePotential affiliation group; not a confirmed team transfer
10/15/20262313164137Marissa N. Beatty; Anthony R. Gennaro; Steven B. Marks; Alan B. Leitson; Emily Winter; Bruce A. Hill; Bradley P. TimmonsPotential affiliation group; not a confirmed team transfer
10/15/202619616311943Roy D. Mansberg; Eric Weintraub; Devon MassiPotential affiliation group; not a confirmed team transfer
10/15/20261961664132Thomas L. Peterson; Ruan G. EsterhuysenPotential affiliation group; not a confirmed team transfer
10/15/20261961676912Alan Macias; Lawrence E. SchwartzPotential affiliation group; not a confirmed team transfer
10/15/202680323434522Brian K. Reichenbach; Katsiaryna I. QuandtPotential affiliation group; not a confirmed team transfer
10/15/20261056443441904Joel D. Malick; Matthew Macha; Randy J. Ward; Jeffrey C. S. GelaisPotential affiliation group; not a confirmed team transfer

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