TEAM MOVES

Wells Fargo Advisors: 25-person potential group; 30 potential adviser groups

Registration records observed from October 16–18, 2026, included a potential affiliation pattern involving Wells Fargo Advisors Financial Network and 25 people. The records do not verify a team move.

By Daniel Mercer·Edition ·1 min read

A potential affiliation pattern involving Wells Fargo Advisors Financial Network included 25 observed people on October 16, 2026. The registration pattern does not verify a coordinated team move or establish employment dates.

The complete roundup lists 30 potential adviser groups observed from October 16 through October 18, 2026. One other example involved Summit Trail Advisors, LLC and Corient: the potential affiliation pattern included 18 observed people on October 16. These candidate firm associations do not establish that anyone moved between employers.

By observation date, the complete list included 15 groups on October 16, 14 on October 17 and one on October 18, 2026.

Potential adviser groups

The appendix lists all 30 potential affiliation groups on 10/16/2026, 10/17/2026, and 10/18/2026 within the 10/16/2026–10/18/2026 source window. These entries describe potential affiliation patterns, not confirmed team transfers; names may be partial.

Showing rows 1–25 of 30. The CSV contains the complete table.

ObservedOrigin firm CRDDestination firm CRDObserved advisersSource-listed advisersClassification
10/16/2026196161102525Arthur G. Horner; Marianne E. O'Neill; Brian Blass; Richard J. Simenhoff; Chad A. Holtz; James I. Dunn; Darin L. Dunham; Patricia Gonzalez; Wade M. Schuknecht; Jenny Yuen; David M. Hoffman; Demitri P. Hollevoet; George W. Lawer; Daniel E. Fienberg; Jack L. Hsia; April Sandoval; Kathleen A. Becker; Eddy Olandj; Robert R. Rocco; William K. Williams; Amy M. Banks; Roger M. Doty; Kristie P. Crooms; Melinda K. Harrity; Trent DotyPotential affiliation group; not a confirmed team transfer
10/16/202613413977172Ted Tiger; Ellis P. BaumPotential affiliation group; not a confirmed team transfer
10/16/202614901863632McKaylin E. Crowley; Beth A. DeLeeuwPotential affiliation group; not a confirmed team transfer
10/16/202622051931944818Jerome D. Lucas; Kevin C. Curtis; David R. Hultman; Michael C. Cohen; Jack B. Petersen; Lawrence A. Whipple; Daniela Pedley; Danielle P. McHugh; Peter C. Gambee; Dimitre Ivanov; Megan S. Vacca; Thomas P. Palecek; Peter C. Lee; John W. Scarborough; Jerome C. Deren; Jonathan D. Williams; Jonathan S. Powell; Jonathan L. NickowPotential affiliation group; not a confirmed team transfer
10/16/202614901863633James S. Smith; McKaylin E. Crowley; Beth A. DeLeeuwPotential affiliation group; not a confirmed team transfer
10/16/202664133426962Dustin J. Lester; Jeremiah R. ButoutPotential affiliation group; not a confirmed team transfer
10/16/2026196161102513Demitri P. Hollevoet; Daniel E. Fienberg; Jack L. Hsia; April Sandoval; Kathleen A. Becker; Eddy Olandj; Robert R. Rocco; William K. Williams; Amy M. Banks; Roger M. Doty; Kristie P. Crooms; Melinda K. Harrity; Trent DotyPotential affiliation group; not a confirmed team transfer
10/16/202622051931944816Jerome D. Lucas; Kevin C. Curtis; David R. Hultman; Michael C. Cohen; Jack B. Petersen; Lawrence A. Whipple; Daniela Pedley; Danielle P. McHugh; Peter C. Gambee; Dimitre Ivanov; Megan S. Vacca; Thomas P. Palecek; Peter C. Lee; Jerome C. Deren; Jonathan D. Williams; Jonathan S. PowellPotential affiliation group; not a confirmed team transfer
10/16/20262833901751127David R. Peterson; Brett W. Hoge; Joshua R. Crane; Alexander W. Barrett; Aaron M. Spivey; Harrison H. Cross; Martha J. Hix-SiceloffPotential affiliation group; not a confirmed team transfer
10/16/20261056443441906Joel D. Malick; Matthew Macha; Randy J. Ward; Jeffrey C. S. Gelais; Joshua D. Schneider; Alexander W. LippertPotential affiliation group; not a confirmed team transfer
10/16/2026283390196162Lester S. Ernest; Jason E. WestPotential affiliation group; not a confirmed team transfer
10/16/202680321490184Patrick J. Clark; John T. Camiolo; John K. McCormack; Fred E. YmkerPotential affiliation group; not a confirmed team transfer
10/16/202622051931944817Jerome D. Lucas; Kevin C. Curtis; David R. Hultman; Michael C. Cohen; Jack B. Petersen; Lawrence A. Whipple; Daniela Pedley; Danielle P. McHugh; Peter C. Gambee; Dimitre Ivanov; Megan S. Vacca; Thomas P. Palecek; Peter C. Lee; John W. Scarborough; Jerome C. Deren; Jonathan D. Williams; Jonathan S. PowellPotential affiliation group; not a confirmed team transfer
10/16/2026196161102522Richard J. Simenhoff; Chad A. Holtz; James I. Dunn; Darin L. Dunham; Patricia Gonzalez; Wade M. Schuknecht; Jenny Yuen; David M. Hoffman; Demitri P. Hollevoet; George W. Lawer; Daniel E. Fienberg; Jack L. Hsia; April Sandoval; Kathleen A. Becker; Eddy Olandj; Robert R. Rocco; William K. Williams; Amy M. Banks; Roger M. Doty; Kristie P. Crooms; Melinda K. Harrity; Trent DotyPotential affiliation group; not a confirmed team transfer
10/16/20267981742Alexander Smith; Francis AhmedPotential affiliation group; not a confirmed team transfer
10/17/20261056443434832Michael A. Moon; William C. TurnerPotential affiliation group; not a confirmed team transfer
10/17/20262860013426622Daniel D. Ross; Kelvin J. KwanPotential affiliation group; not a confirmed team transfer
10/17/202614901864132Roger G. Larsen; Eric J. CostelloPotential affiliation group; not a confirmed team transfer
10/17/20267691792Alyssa B. Martinez; Tristan E. GoldmanPotential affiliation group; not a confirmed team transfer
10/17/202680323055852William C. Frey; Christina L. FreyPotential affiliation group; not a confirmed team transfer
10/17/2026169866363134Venetia M. Abulaban; Robert M. Bein; Hatem B. Benjamin; Ronald R. Williams; Sheri Turek; Scott A. Ervin; David J. Tupper; Kalpesh Shah; Jeffrey M. Boardman; William B. Miller; Katherine M. Kellen; Joseph E. Miller; Eric D. Baker; Christopher A. Brown; Bradley J. Wheeler; Jodi L. Crouch; Kurt A. Marlow; Egidio V. Difazio; Jason G. Hall; Steven J. Heimermann; Tammy K. Black; Heather Katzenmeyer; Emily E. Ferguson; Jason D. Garcia; David M. Cross; James B. Anderson; Richard Matthews; Mindy Carr; Jacqueline M. Cavendish; Katrina L. Russo (source name list is partial)Potential affiliation group; not a confirmed team transfer
10/17/20262501490182Joshua T. Collier; Leslie A. PieriniPotential affiliation group; not a confirmed team transfer
10/17/2026149777196162Eric W. Smith; Richard K. LawrencePotential affiliation group; not a confirmed team transfer
10/17/2026641363632Joseph B. Johnson; Patric T. BarnhartPotential affiliation group; not a confirmed team transfer
10/17/20262313164134Steven B. Marks; Bruce A. Hill; Bradley P. Timmons; Denis J. ConlonPotential affiliation group; not a confirmed team transfer

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