Nicole Humphrey's Merrill Lynch affiliation is listed; 117 affiliation changes

Nicole L. Humphrey's registration observation lists an added affiliation with Merrill Lynch, Pierce, Fenner & Smith Incorporated on October 19, 2026. The complete roster contains 117 affiliation changes observed that day. These are registration-affiliation records, not verified hiring or employment changes; the date is when the record was observed.

The same day's record for Jonathan D. Goodwin shows an updated Edward Jones affiliation: the earlier observation listed locations in Laguna Hills and Mission Viejo, while the later one lists Laguna Hills. This describes the affiliation information in the records, not a job change.

For Daniel O. Jennings, the October 19 observation no longer shows the prior J.P. Morgan Securities LLC affiliation.

Adviser affiliation records

The appendix lists all 117 affiliation records on 10/19/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.