ADVISER MOVES

Jeffrey M. Davis added to Hightower Advisors registration; 1,407 affiliation changes

An October 20, 2026, registration observation adds Davis to Hightower Advisors, LLC; the day's roster counts 1,407 affiliation changes. Registration records describe affiliations, not verified hires.

By Maya Chen··2 min read

Jeffrey M. Davis shows up as an added affiliation with Hightower Advisors, LLC in a registration observation dated October 20, 2026, which lists a California registration approved October 19, 2026, and branch locations in Chicago, Illinois, and Newport Beach, California. An added affiliation record means the registration now lists the firm; it does not by itself establish a hire or a change in current employment. That distinction applies across the day's roster of 1,407 affiliation changes.

The complete count for October 20, 2026, breaks into 299 added records, 1,033 updated records and 75 removed records. Updated records include Maureen T. Bellotti, whose registration lists her with Morgan Stanley and now shows a Cupertino, California, branch where the earlier observation listed Burlingame, California, and Christopher A. Valley, whose Citizens Securities, Inc. registration includes an additional Boston, Massachusetts, location alongside its Westwood, Massachusetts, branch.

The 75 removed records include two Merrill Lynch, Pierce, Fenner & Smith Incorporated affiliations: Gary Davis, whose prior observation listed a Beverly Hills, California, branch, and Chase M. Baumgartner, whose prior observation listed an Aurora, Colorado, branch. A removed affiliation means the latest registration observation no longer lists that firm; it does not establish a departure or current employment status. One added record shows Tyler McQuilkin with LPL Financial LLC, listing a Spokane, Washington, branch and a Washington registration approved October 19, 2026.

Adviser affiliation records

The appendix lists all 1,407 affiliation records on 10/20/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 1251–1275 of 1407. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Sonja Reed422601210/20/2026added
Spencer Croft717193110/20/2026updated
Spencer R. Fogo643655410/20/2026updated
Spencer T. Engelke744140110/20/2026updated
Stacey I. D. Padilla640104910/20/2026updated
Stacey J. Corbello255307110/20/2026updated
Stanley W. Sargent123521310/20/2026updated
Stefan M. Abhiram561990110/20/2026updated
Stefani N. Tueme796633910/20/2026updated
Stephanie Flask752033010/20/2026updated
Stephen A. Dumsky279954710/20/2026updated
Stephen Barry799324610/20/2026added
Stephen C. Klingler632082210/20/2026updated
Stephen Clough732740010/20/2026updated
Stephen F. Cocco507893010/20/2026updated
Stephen G. Hudson835761310/20/2026added
Stephen G. Sikes656989510/20/2026updated
Stephen M. Banta249199410/20/2026updated
Stephen Olsen244354910/20/2026updated
Steven A. Kurosko556462910/20/2026updated
Steven A. Zabriskie152162610/20/2026added
Steven A. Zabriskie152162610/20/2026removed
Steven Bekoff516400010/20/2026updated
Steven C. Thomas800498310/20/2026added
Steven J. Podgorski203052710/20/2026updated

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