ADVISER MOVES

Jeffrey M. Davis added to Hightower Advisors registration; 1,407 affiliation changes

An October 20, 2026, registration observation adds Davis to Hightower Advisors, LLC; the day's roster counts 1,407 affiliation changes. Registration records describe affiliations, not verified hires.

By Maya Chen··2 min read

Jeffrey M. Davis shows up as an added affiliation with Hightower Advisors, LLC in a registration observation dated October 20, 2026, which lists a California registration approved October 19, 2026, and branch locations in Chicago, Illinois, and Newport Beach, California. An added affiliation record means the registration now lists the firm; it does not by itself establish a hire or a change in current employment. That distinction applies across the day's roster of 1,407 affiliation changes.

The complete count for October 20, 2026, breaks into 299 added records, 1,033 updated records and 75 removed records. Updated records include Maureen T. Bellotti, whose registration lists her with Morgan Stanley and now shows a Cupertino, California, branch where the earlier observation listed Burlingame, California, and Christopher A. Valley, whose Citizens Securities, Inc. registration includes an additional Boston, Massachusetts, location alongside its Westwood, Massachusetts, branch.

The 75 removed records include two Merrill Lynch, Pierce, Fenner & Smith Incorporated affiliations: Gary Davis, whose prior observation listed a Beverly Hills, California, branch, and Chase M. Baumgartner, whose prior observation listed an Aurora, Colorado, branch. A removed affiliation means the latest registration observation no longer lists that firm; it does not establish a departure or current employment status. One added record shows Tyler McQuilkin with LPL Financial LLC, listing a Spokane, Washington, branch and a Washington registration approved October 19, 2026.

Adviser affiliation records

The appendix lists all 1,407 affiliation records on 10/20/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 201–225 of 1407. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Carolyn J. Porter402204410/20/2026updated
Carrie Lamb615090510/20/2026updated
Caryn S. Donald176603610/20/2026updated
Casey M. Dutton687672710/20/2026updated
Cassandra L. Hergott809863110/20/2026updated
Cedric D. Thrash811436210/20/2026added
Celeste S. Norris707856310/20/2026updated
Chad J. Millar640097310/20/2026updated
Chad M. Harmon513292110/20/2026updated
Chad Mitchell327078510/20/2026updated
Charitha S. Dumbarage790158410/20/2026updated
Charles A. Boggs546674910/20/2026updated
Charles A. Boggs546674910/20/2026removed
Charles A. Edenbach263141710/20/2026updated
Charles C. H. Barkmeier718579510/20/2026updated
Charles L. Green570864310/20/2026updated
Charles R. Lewis323213310/20/2026added
Charlie A. Rodriguez574106310/20/2026updated
Charlotte E. Bradley651487410/20/2026updated
Charlotte Nicholas822898010/20/2026updated
Chase M. Baumgartner599211410/20/2026removed
Chassidy T. Wendell310789710/20/2026updated
Chelsea V. Tuck551087110/20/2026updated
Cherie J. Doleac665549910/20/2026updated
Cheryl A. Dye127787910/20/2026updated

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