NEW ADVISERS

Equitable has 8 of 148 first adviser registrations

The full-period count covers first adviser registrations dated October 20, 2026. Equitable Advisors had the largest listed-firm count in the reported distribution.

By Daniel Mercer··1 min read

Jake L. Sacco and Devyn Joyce were listed with Equitable Advisors, LLC, and each had a source-reported first adviser registration dated October 20, 2026. The complete roster counts 148 first adviser registrations for that date; eight were listed with Equitable.

The firm counts in the same roster include seven people listed with MML Investors Services, LLC, seven with LPL Financial LLC and six with Strategic Advisers LLC. The remaining 120 are grouped as people listed with all other firms.

Anthony Pesini and Jeffrey Shibata were among those listed with MML Investors Services, LLC; Redus M. Tittle and William W. Berendzen were listed with LPL Financial LLC. Each of their source-reported first adviser registration dates was October 20, 2026.

These are first adviser registration dates, not evidence of a hiring date, career start or first industry job. The listed firm is the current source-reported affiliation and is not necessarily the firm where the person first registered. Branch locations were observed separately on October 21, 2026, and do not establish a person’s residence or sole workplace.

First adviser registrations

The advisers below account for all 148 source-reported first adviser registrations on 10/20/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 26–50 of 148. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Chloe J. Valery809361410/21/202610/20/2026LPL Enterprise, LLC8733Cranberry Township, PA
Christine B. Boyette825510310/21/202610/20/2026First Command Advisory Services281958Huntersville, NC
Christopher Tucker827219710/21/202610/20/2026Strategic Advisers LLC104555Salt Lake City, UT
Cole A. Schmitter831950210/21/202610/20/2026Chicago Oakbrook Financial Group333344Oak Brook, IL
Cole D. M. McGowan832870910/21/202610/20/2026Ieq Capital, LLC301819San Francisco, CA
Cole J. Handelman829190910/21/202610/20/2026The Mather Group, LLC156005Chicago, IL
Colin P. Gleason834308210/21/202610/20/2026Edward Jones250St. Louis, MO
Craig J. Jahnke651997810/21/202610/20/2026J.P. Morgan Securities LLC79New York, NY
Damion Bissonnette835524410/21/202610/20/2026Proactive Planning Wealth Advisory330272Overland Park, KS
Damon Bremer836246110/21/202610/20/2026Sherman Financial285007Chapel Hill, NC
Daniel C. Webster829689110/21/202610/20/2026First Command Advisory Services281958Columbia, SC
Daniel Howard835829510/21/202610/20/2026Zuckerman Investment Group137785Chicago, IL
Darren R. Alexander835572910/21/202610/20/2026Raymond James (USA) Ltd.25853Not reported
Darshika A. Patel747659210/21/202610/20/2026Nuveen Asset Management, LLC155584Chicago, IL
David A. Thompson651578910/21/202610/20/2026Osaic Wealth, Inc.23131Lewisville, TX
David F. Morgan833410410/21/202610/20/2026Wells Fargo Clearing Services, LLC19616Orem, UT
David Ricciardelli663253010/21/202610/20/2026Cibc Private Wealth Advisors, Inc.109644Not reported
Devyn Joyce834152210/21/202610/20/2026Equitable Advisors, LLC6627Charlotte, NC
Diya B. Patel832588710/21/202610/20/2026Goodman Financial Corporation114637Houston, TX
Eleanor M. Kagarise812888710/21/202610/20/2026Ameriprise Financial Services, LLC6363Colorado Springs, CO
Elizabeth Mott750976610/21/202610/20/2026Tillman Hartley LLC109479Satellite Beach, FL
Elizabeth S. Caffey833547410/21/202610/20/2026Equitable Advisors, LLC6627Atlanta, GA
Emma K. Mooney761493210/21/202610/20/2026Verum Partners LLC301058Charlotte, NC
Eraldo Daja791995010/21/202610/20/2026Key Financial, Inc.116240West Chester, PA
Eric S. Mehling809904910/21/202610/20/2026LPL Financial LLC6413Fresno, CA

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