NEW ADVISERS

Equitable has 8 of 148 first adviser registrations

The full-period count covers first adviser registrations dated October 20, 2026. Equitable Advisors had the largest listed-firm count in the reported distribution.

By Daniel Mercer··1 min read

Jake L. Sacco and Devyn Joyce were listed with Equitable Advisors, LLC, and each had a source-reported first adviser registration dated October 20, 2026. The complete roster counts 148 first adviser registrations for that date; eight were listed with Equitable.

The firm counts in the same roster include seven people listed with MML Investors Services, LLC, seven with LPL Financial LLC and six with Strategic Advisers LLC. The remaining 120 are grouped as people listed with all other firms.

Anthony Pesini and Jeffrey Shibata were among those listed with MML Investors Services, LLC; Redus M. Tittle and William W. Berendzen were listed with LPL Financial LLC. Each of their source-reported first adviser registration dates was October 20, 2026.

These are first adviser registration dates, not evidence of a hiring date, career start or first industry job. The listed firm is the current source-reported affiliation and is not necessarily the firm where the person first registered. Branch locations were observed separately on October 21, 2026, and do not establish a person’s residence or sole workplace.

First adviser registrations

The advisers below account for all 148 source-reported first adviser registrations on 10/20/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 101–125 of 148. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Lindsey Johns832506310/21/202610/20/2026Zuckerman Investment Group137785Birmingham, MI
Louis M. Denison825186510/21/202610/20/2026Equitable Advisors, LLC6627Wellesley, MA
Luke Arnone836034610/21/202610/20/2026Barron Financial Group, LLP140504Torrington, CT
Mahalo Blackburn823393210/21/202610/20/2026Ameriprise Financial Services, LLC6363Belmont, NC
Marcelle E. Kako834815710/21/202610/20/2026Financial Alternatives, Inc.108245La Jolla, CA
Margaret K. Broomfield835197710/21/202610/20/2026Armbruster Capital Management, Inc.151590Pittsford, NY
Maribel D. Alvarado766632010/21/202610/20/2026Morgan Stanley149777Tempe, AZ
Mark A. Klein632687510/21/202610/20/2026Wells Fargo Advisors Financial Network, LLC11025Pocatello, ID
Matthew G. Brown832020910/21/202610/20/2026Edward Jones250St. Louis, MO
Matthew J. Swietlik834045210/21/202610/20/2026Johnson Wealth Inc.125557Madison, WI
Matthew Kelley833041810/21/202610/20/2026Equitable Advisors, LLC6627Minneapolis, MN
Mia Coomes832928510/21/202610/20/2026Equitable Advisors, LLC6627Woodland Hills, CA
Michael Claiborne752967210/21/202610/20/2026Raymond James & Associates, Inc.705Charlotte, NC
Ned Mehmeti805229610/21/202610/20/2026LPL Financial LLC6413Overland Park, KS
Nick Lucero833513010/21/202610/20/2026W&S Brokerage Services, Inc.8099Lafayette, LA
Paul Westcott832600510/21/202610/20/2026Edward Jones250St. Louis, MO
Payton L. Metcalf737702210/21/202610/20/2026UBS Financial Services Inc.8174Wayzata, MN
Peter White833893510/21/202610/20/2026Cibc Private Wealth Advisors, Inc.109644Not reported
Prince-Amadeus D. Summerlin535045410/21/202610/20/2026Florida Financial Advisors, LLC288811Miami Lakes, FL
Rachel A. Matthews835652210/21/202610/20/2026Advisors Asset Management, Inc.285455Tacoma, WA
Ramakrishna R. Gadiraju824317410/21/202610/20/2026Transamerica Financial Advisors, LLC16164Pleasanton, CA
Redus M. Tittle825884110/21/202610/20/2026LPL Financial LLC6413Decatur, AL
Ritvik Bordia811147210/21/202610/20/2026Neuberger Berman BD LLC2908Chicago, IL
Robert G. King765824210/21/202610/20/2026Kingswood Wealth Advisors, LLC288792Marietta, GA
Robert L. Suhr720312510/21/202610/20/2026Edward Jones250St. Louis, MO

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