ADVISER MOVES

Thomas Simmons' Cambridge affiliation updated; 1,049 affiliation changes

A registration observation dated October 21, 2026, lists Thomas N. Simmons with Cambridge Investment Research Advisors, Inc. and one Greenville branch location, down from two in the earlier record. Affiliation records do not establish job moves.

By Claire Bennett··1 min read

Thomas N. Simmons's October 21, 2026, registration observation lists him with Cambridge Investment Research Advisors, Inc. and one Greenville, South Carolina, branch location; the earlier record listed two locations there. This is an affiliation-record difference, not evidence of a job change.

The same day's observation lists Alana Loy with UBS Financial Services Inc. at a Dallas branch. The record does not establish when any employment began.

Across the October 21, 2026, cohort, the count was 1,049 affiliation changes: 278 added affiliation records, 742 updated records and 29 removed records. These are counts of registration affiliations, not verified hires, departures or changes in employment; a removed affiliation means the observation no longer lists it.

Adviser affiliation records

The appendix lists all 1,049 affiliation records on 10/21/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 1–25 of 1049. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
A. D. Lipscomb171073010/21/2026updated
Aaron J. Chow283379610/21/2026updated
Aaron J. Rosen572393610/21/2026updated
Aaron R. Komarek729699210/21/2026updated
Aaron W. Furlong834283310/21/2026added
Abby C. Guest831356710/21/2026added
Abigail C. Morgan827039810/21/2026updated
Adam C. Babson769339710/21/2026added
Adnan Debs824186010/21/2026updated
Adrian Tsui803578910/21/2026updated
Adrianna N. Salazar725864310/21/2026updated
Aidan Daly796527810/21/2026added
Aidan I. Tinnon834880310/21/2026added
Alan F. V. Mejia795380610/21/2026added
Alan Umansky824227110/21/2026updated
Alana Loy777050310/21/2026added
Alex S. Crouch602150010/21/2026updated
Alexander C. Aldrich769062710/21/2026updated
Alexander C. Holmberg814881710/21/2026added
Alexander M. Berrey739793510/21/2026added
Alexander M. Panas224980310/21/2026updated
Alexander Newmark740299610/21/2026added
Alexis L. Quinn668296310/21/2026updated
Ali Bavarian490844210/21/2026updated
Alicia M. Earnest835383010/21/2026added

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