ADVISER MOVES

Thomas Simmons' Cambridge affiliation updated; 1,049 affiliation changes

A registration observation dated October 21, 2026, lists Thomas N. Simmons with Cambridge Investment Research Advisors, Inc. and one Greenville branch location, down from two in the earlier record. Affiliation records do not establish job moves.

By Claire Bennett··1 min read

Thomas N. Simmons's October 21, 2026, registration observation lists him with Cambridge Investment Research Advisors, Inc. and one Greenville, South Carolina, branch location; the earlier record listed two locations there. This is an affiliation-record difference, not evidence of a job change.

The same day's observation lists Alana Loy with UBS Financial Services Inc. at a Dallas branch. The record does not establish when any employment began.

Across the October 21, 2026, cohort, the count was 1,049 affiliation changes: 278 added affiliation records, 742 updated records and 29 removed records. These are counts of registration affiliations, not verified hires, departures or changes in employment; a removed affiliation means the observation no longer lists it.

Adviser affiliation records

The appendix lists all 1,049 affiliation records on 10/21/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 251–275 of 1049. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Deborah Kerr413743010/21/2026updated
Debra L. Jette137531710/21/2026updated
Deirdre R. Prescott231132110/21/2026removed
Denise A. McLaughlin535535710/21/2026updated
Dennis J. Bares612382410/21/2026updated
Derek J. Nutter478017610/21/2026updated
Devyn Joyce834152210/21/2026added
Dexter L. Varrelmann826355210/21/2026updated
Dhara S. Shah671522410/21/2026updated
Diana L. Mooney543266410/21/2026updated
Diane L. Sobin117050110/21/2026updated
Diane M. McGuire152359510/21/2026updated
Diego Recht727548310/21/2026updated
Dillon Rawson726048110/21/2026added
Diya B. Patel832588710/21/2026added
Dominic Gravina830440410/21/2026updated
Dominic Hart684103710/21/2026updated
Dominick C. Sparcella804925910/21/2026updated
Donald P. Huynh476213710/21/2026updated
Donald W. Lennox756579810/21/2026updated
Douglas V. Amis602217010/21/2026removed
Drew D. Barlow137924810/21/2026updated
Drew K. O'Connor593321110/21/2026added
Dustin Hall579041510/21/2026updated
Dustin M. Dorhout669580210/21/2026updated

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