ADVISER MOVES

Thomas Simmons' Cambridge affiliation updated; 1,049 affiliation changes

A registration observation dated October 21, 2026, lists Thomas N. Simmons with Cambridge Investment Research Advisors, Inc. and one Greenville branch location, down from two in the earlier record. Affiliation records do not establish job moves.

By Claire Bennett··1 min read

Thomas N. Simmons's October 21, 2026, registration observation lists him with Cambridge Investment Research Advisors, Inc. and one Greenville, South Carolina, branch location; the earlier record listed two locations there. This is an affiliation-record difference, not evidence of a job change.

The same day's observation lists Alana Loy with UBS Financial Services Inc. at a Dallas branch. The record does not establish when any employment began.

Across the October 21, 2026, cohort, the count was 1,049 affiliation changes: 278 added affiliation records, 742 updated records and 29 removed records. These are counts of registration affiliations, not verified hires, departures or changes in employment; a removed affiliation means the observation no longer lists it.

Adviser affiliation records

The appendix lists all 1,049 affiliation records on 10/21/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 301–325 of 1049. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Eraldo Daja791995010/21/2026added
Eric A. Rozzi790156710/21/2026updated
Eric D. Miller781064110/21/2026added
Eric M. Hanna831693210/21/2026updated
Eric M. Jaffe439314710/21/2026removed
Eric O'Neill708375610/21/2026updated
Eric R. OBrien778022010/21/2026added
Eric R. Rivero701006210/21/2026updated
Eric S. Mehling809904910/21/2026added
Eric S. Miles429394210/21/2026updated
Eric Struble285163410/21/2026added
Eric T. Lapai703875210/21/2026updated
Erick G. Colon623112110/21/2026updated
Erik D. Bunderson635253210/21/2026updated
Erik N. Barlow712082510/21/2026updated
Erika Peterson780090710/21/2026updated
Erin C. O'Connor-Bell483186410/21/2026added
Erin K. Gilbert663220910/21/2026added
Erin N. Laukhuf537614210/21/2026added
Erlind Shehu801746110/21/2026updated
Errika L. Mijares514085910/21/2026updated
Esteban Sarmiento716020710/21/2026updated
Ethan Bazan769563510/21/2026added
Ethan C. Rowe733397910/21/2026updated
Eugene Richardson242719110/21/2026updated

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