ADVISER MOVES

Thomas Simmons' Cambridge affiliation updated; 1,049 affiliation changes

A registration observation dated October 21, 2026, lists Thomas N. Simmons with Cambridge Investment Research Advisors, Inc. and one Greenville branch location, down from two in the earlier record. Affiliation records do not establish job moves.

By Claire Bennett··1 min read

Thomas N. Simmons's October 21, 2026, registration observation lists him with Cambridge Investment Research Advisors, Inc. and one Greenville, South Carolina, branch location; the earlier record listed two locations there. This is an affiliation-record difference, not evidence of a job change.

The same day's observation lists Alana Loy with UBS Financial Services Inc. at a Dallas branch. The record does not establish when any employment began.

Across the October 21, 2026, cohort, the count was 1,049 affiliation changes: 278 added affiliation records, 742 updated records and 29 removed records. These are counts of registration affiliations, not verified hires, departures or changes in employment; a removed affiliation means the observation no longer lists it.

Adviser affiliation records

The appendix lists all 1,049 affiliation records on 10/21/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 326–350 of 1049. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Evan Eldridge663706210/21/2026added
Evan G. Mathew434411310/21/2026updated
Evan W. Marquis775829110/21/2026updated
Fabrizio Sanchez414693610/21/2026updated
Fan Feng689018010/21/2026updated
Fong T. Kuo783633010/21/2026updated
Francisco J. Mejia549615010/21/2026updated
Francisco X. Triay831304110/21/2026updated
Frandy Cruz718826810/21/2026updated
Frank E. Hines259399610/21/2026updated
Frank H. Conner131511810/21/2026updated
Franklin Montes794846710/21/2026updated
Freddie R. Rodgers593726910/21/2026updated
Fredric R. Weiner440490510/21/2026updated
Gabriel Catania809315810/21/2026updated
Gabriel Lukas770988510/21/2026updated
Gabriel P. Millar675179410/21/2026added
Gabriel S. Rodgers803981910/21/2026updated
Garet Haynes740854210/21/2026added
Garrett Nelson832065210/21/2026added
Garrett S. Sharp640591810/21/2026added
Gary B. Remp507535910/21/2026updated
Gary C. Howard663094210/21/2026added
Gary E. Pratt483593310/21/2026added
Gary L. Swearingen312130410/21/2026updated

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