ADVISER MOVES

Thomas Simmons' Cambridge affiliation updated; 1,049 affiliation changes

A registration observation dated October 21, 2026, lists Thomas N. Simmons with Cambridge Investment Research Advisors, Inc. and one Greenville branch location, down from two in the earlier record. Affiliation records do not establish job moves.

By Claire Bennett··1 min read

Thomas N. Simmons's October 21, 2026, registration observation lists him with Cambridge Investment Research Advisors, Inc. and one Greenville, South Carolina, branch location; the earlier record listed two locations there. This is an affiliation-record difference, not evidence of a job change.

The same day's observation lists Alana Loy with UBS Financial Services Inc. at a Dallas branch. The record does not establish when any employment began.

Across the October 21, 2026, cohort, the count was 1,049 affiliation changes: 278 added affiliation records, 742 updated records and 29 removed records. These are counts of registration affiliations, not verified hires, departures or changes in employment; a removed affiliation means the observation no longer lists it.

Adviser affiliation records

The appendix lists all 1,049 affiliation records on 10/21/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 351–375 of 1049. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Gary Rzucidlo514760110/21/2026updated
Gary W. Kennedy159955610/21/2026updated
Gaurang B. Parikh119138310/21/2026updated
Gavin Basner826852410/21/2026updated
Gavin C. Hutto695480010/21/2026updated
Gavin Lyon673614610/21/2026updated
Gavin W. Danitz806585210/21/2026added
Gavin Ware818126810/21/2026added
Gavin Y. Shuck236601010/21/2026removed
Gavin Y. Shuck236601010/21/2026updated
Gentry L. Dalton808969010/21/2026added
George A. Porreca36588710/21/2026updated
George M. Williams234997910/21/2026added
George P. Walloff571125410/21/2026updated
George T. Davis462758810/21/2026updated
George W. Forbis417927510/21/2026removed
George W. Forbis417927510/21/2026updated
Gerald J. Laudicina217611310/21/2026updated
Gerrilee J. Hartman478218510/21/2026added
Gertrude M. Quinto264222210/21/2026updated
Gianfranco Alfieri590808410/21/2026updated
Gianna LaGrego832979710/21/2026added
Gilbert A. Rodriguez545285010/21/2026updated
Gina J. Castro800337310/21/2026updated
Ginger L. Brauneis831195010/21/2026added

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