ADVISER MOVES

Thomas Simmons' Cambridge affiliation updated; 1,049 affiliation changes

A registration observation dated October 21, 2026, lists Thomas N. Simmons with Cambridge Investment Research Advisors, Inc. and one Greenville branch location, down from two in the earlier record. Affiliation records do not establish job moves.

By Claire Bennett··1 min read

Thomas N. Simmons's October 21, 2026, registration observation lists him with Cambridge Investment Research Advisors, Inc. and one Greenville, South Carolina, branch location; the earlier record listed two locations there. This is an affiliation-record difference, not evidence of a job change.

The same day's observation lists Alana Loy with UBS Financial Services Inc. at a Dallas branch. The record does not establish when any employment began.

Across the October 21, 2026, cohort, the count was 1,049 affiliation changes: 278 added affiliation records, 742 updated records and 29 removed records. These are counts of registration affiliations, not verified hires, departures or changes in employment; a removed affiliation means the observation no longer lists it.

Adviser affiliation records

The appendix lists all 1,049 affiliation records on 10/21/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 476–500 of 1049. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Jeffrey M. Richards831930210/21/2026added
Jeffrey R. Alejandro446365310/21/2026updated
Jeffrey S. Fiss636021910/21/2026updated
Jeffrey S. Michetti487686610/21/2026updated
Jeffrey Shibata832675610/21/2026added
Jeffrey T. Bach489903310/21/2026updated
Jennica M. Hasbargen579289310/21/2026updated
Jennifer J. Kasker535310910/21/2026updated
Jennifer L. Herl540041010/21/2026updated
Jennifer L. Stacey253658110/21/2026added
Jennifer P. Easley120041210/21/2026added
Jennifer P. Horton554706710/21/2026added
Jennifer R. Staton736428310/21/2026updated
Jeremiah J. Lepien808452710/21/2026updated
Jeremy Dahl800393110/21/2026updated
Jeremy E. Schoenherr695585810/21/2026added
Jeremy Richey702403710/21/2026updated
Jesse Nehring699013710/21/2026added
Jessica L. Massas811610510/21/2026added
Jessica L. Wallace574653410/21/2026updated
Jessica M. Pacheco690398710/21/2026updated
Jilian Glynn797494810/21/2026added
Jing Yang703727410/21/2026updated
Joanne M. Hardin231057310/21/2026updated
Joe A. Wilburn101265110/21/2026updated

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