ADVISER MOVES

Thomas Simmons' Cambridge affiliation updated; 1,049 affiliation changes

A registration observation dated October 21, 2026, lists Thomas N. Simmons with Cambridge Investment Research Advisors, Inc. and one Greenville branch location, down from two in the earlier record. Affiliation records do not establish job moves.

By Claire Bennett··1 min read

Thomas N. Simmons's October 21, 2026, registration observation lists him with Cambridge Investment Research Advisors, Inc. and one Greenville, South Carolina, branch location; the earlier record listed two locations there. This is an affiliation-record difference, not evidence of a job change.

The same day's observation lists Alana Loy with UBS Financial Services Inc. at a Dallas branch. The record does not establish when any employment began.

Across the October 21, 2026, cohort, the count was 1,049 affiliation changes: 278 added affiliation records, 742 updated records and 29 removed records. These are counts of registration affiliations, not verified hires, departures or changes in employment; a removed affiliation means the observation no longer lists it.

Adviser affiliation records

The appendix lists all 1,049 affiliation records on 10/21/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 676–700 of 1049. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Mark A. Klein632687510/21/2026added
Mark J. Lerner297850610/21/2026updated
Mark P. Antariksa687465810/21/2026added
Mark R. Ferguson255255810/21/2026updated
Mark R. Hoffman568932610/21/2026removed
Mark R. Zabst497765110/21/2026added
Mark S. Marrone198790710/21/2026added
Mark Szwagulinski220227010/21/2026updated
Marshall L. Felker258508310/21/2026updated
Mary C. Dockery610631410/21/2026updated
Mary I. K. Ketchmark833112210/21/2026updated
Mary S. Banis72615110/21/2026updated
Mary Samet728099210/21/2026updated
Matthew A. Goldberg743920810/21/2026updated
Matthew A. Tarini256677310/21/2026updated
Matthew E. Steinke490229410/21/2026updated
Matthew G. Brown832020910/21/2026added
Matthew G. Roesser427255810/21/2026updated
Matthew Hutchinson632244510/21/2026updated
Matthew J. Figueroa808979810/21/2026updated
Matthew J. Finnell644203110/21/2026updated
Matthew J. Kruger694779410/21/2026updated
Matthew J. Swietlik834045210/21/2026added
Matthew J. Winscher729722110/21/2026updated
Matthew Kelley833041810/21/2026added

Download data (CSV)

Sources