ADVISER MOVES

Thomas Simmons' Cambridge affiliation updated; 1,049 affiliation changes

A registration observation dated October 21, 2026, lists Thomas N. Simmons with Cambridge Investment Research Advisors, Inc. and one Greenville branch location, down from two in the earlier record. Affiliation records do not establish job moves.

By Claire Bennett··1 min read

Thomas N. Simmons's October 21, 2026, registration observation lists him with Cambridge Investment Research Advisors, Inc. and one Greenville, South Carolina, branch location; the earlier record listed two locations there. This is an affiliation-record difference, not evidence of a job change.

The same day's observation lists Alana Loy with UBS Financial Services Inc. at a Dallas branch. The record does not establish when any employment began.

Across the October 21, 2026, cohort, the count was 1,049 affiliation changes: 278 added affiliation records, 742 updated records and 29 removed records. These are counts of registration affiliations, not verified hires, departures or changes in employment; a removed affiliation means the observation no longer lists it.

Adviser affiliation records

The appendix lists all 1,049 affiliation records on 10/21/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 751–775 of 1049. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Nathan E. Peyzner728111310/21/2026updated
Nathan R. Woodbury483647210/21/2026updated
Ned Mehmeti805229610/21/2026added
Neha Mehta663526010/21/2026added
Neil A. Cain492741110/21/2026updated
Nelia McBride289094410/21/2026updated
Nemanja Miljkovic536734310/21/2026updated
Nicholas A. Semko486768310/21/2026updated
Nicholas C. Palmer672079210/21/2026updated
Nicholas Curnutt756274010/21/2026updated
Nicholas D. Carvalho822087610/21/2026updated
Nicholas Griffin809424510/21/2026updated
Nicholas Haselhuhn763233110/21/2026updated
Nicholas J. Timmerman755216710/21/2026updated
Nick Lucero833513010/21/2026added
Nicolas R. Miselem748790510/21/2026updated
Nicole Jenkins268125510/21/2026updated
Nuri Gunes644235810/21/2026removed
Orville C. Davy689088710/21/2026updated
Oscar Y. Lai728015010/21/2026updated
Otto I. Ballesteros676520610/21/2026removed
Pablo F. Maza827925010/21/2026updated
Pamela L. You765921310/21/2026added
Patricia K. Acipreste740358010/21/2026updated
Patricia M. Hartnett566126910/21/2026updated

Download data (CSV)

Sources