ADVISER MOVES

Thomas Simmons' Cambridge affiliation updated; 1,049 affiliation changes

A registration observation dated October 21, 2026, lists Thomas N. Simmons with Cambridge Investment Research Advisors, Inc. and one Greenville branch location, down from two in the earlier record. Affiliation records do not establish job moves.

By Claire Bennett··1 min read

Thomas N. Simmons's October 21, 2026, registration observation lists him with Cambridge Investment Research Advisors, Inc. and one Greenville, South Carolina, branch location; the earlier record listed two locations there. This is an affiliation-record difference, not evidence of a job change.

The same day's observation lists Alana Loy with UBS Financial Services Inc. at a Dallas branch. The record does not establish when any employment began.

Across the October 21, 2026, cohort, the count was 1,049 affiliation changes: 278 added affiliation records, 742 updated records and 29 removed records. These are counts of registration affiliations, not verified hires, departures or changes in employment; a removed affiliation means the observation no longer lists it.

Adviser affiliation records

The appendix lists all 1,049 affiliation records on 10/21/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 826–850 of 1049. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Richard A. Debartolo675121110/21/2026added
Richard Bissell656249610/21/2026updated
Richard J. DeRosa691680110/21/2026updated
Richard J. Turgeon230983110/21/2026updated
Richard L. Trotta530227810/21/2026updated
Riley Miller826995110/21/2026updated
Ritvik Bordia811147210/21/2026added
Robert A. Hanson659704310/21/2026updated
Robert A. Perez774900810/21/2026updated
Robert G. King765824210/21/2026added
Robert J. Wassel472848010/21/2026added
Robert L. Javens634869810/21/2026updated
Robert L. Karp227618710/21/2026updated
Robert L. Nelson522244210/21/2026added
Robert L. Suhr720312510/21/2026added
Robert M. Grenus219578110/21/2026updated
Robert Rogers754898310/21/2026updated
Roberto Reyes497099010/21/2026updated
Robertson P. Breed139526110/21/2026updated
Robin M. Dziuba126815210/21/2026updated
Robin R. Woodell540052810/21/2026updated
Rolando V. Guzman280568010/21/2026updated
Ron R. Maxwell487448610/21/2026added
Ronny J. Miller566038310/21/2026updated
Rose M. Quinonez451381110/21/2026updated

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