ADVISER MOVES

Thomas Simmons' Cambridge affiliation updated; 1,049 affiliation changes

A registration observation dated October 21, 2026, lists Thomas N. Simmons with Cambridge Investment Research Advisors, Inc. and one Greenville branch location, down from two in the earlier record. Affiliation records do not establish job moves.

By Claire Bennett··1 min read

Thomas N. Simmons's October 21, 2026, registration observation lists him with Cambridge Investment Research Advisors, Inc. and one Greenville, South Carolina, branch location; the earlier record listed two locations there. This is an affiliation-record difference, not evidence of a job change.

The same day's observation lists Alana Loy with UBS Financial Services Inc. at a Dallas branch. The record does not establish when any employment began.

Across the October 21, 2026, cohort, the count was 1,049 affiliation changes: 278 added affiliation records, 742 updated records and 29 removed records. These are counts of registration affiliations, not verified hires, departures or changes in employment; a removed affiliation means the observation no longer lists it.

Adviser affiliation records

The appendix lists all 1,049 affiliation records on 10/21/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 926–950 of 1049. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Stephen H. Goetze802914510/21/2026updated
Stephen J. Stanger553091610/21/2026updated
Stephen K. Kawasaki609048310/21/2026updated
Stephen M. Fagas245207210/21/2026updated
Stephen R. Patel552213610/21/2026updated
Stephen Rifenburgh806559210/21/2026added
Steven Cangialosi509869010/21/2026added
Steven Donahue720795310/21/2026added
Steven Ghio402532510/21/2026updated
Steven J. Jones784434210/21/2026updated
Steven J. Solmonson136743710/21/2026updated
Steven Katz256882910/21/2026updated
Steven T. Howard310737610/21/2026updated
Steven W. Haines216113010/21/2026updated
Subash Seshadri527309310/21/2026updated
Susan K. Tackett321572610/21/2026updated
Susan L. Tunell486483310/21/2026updated
Susan P. Kyle314303310/21/2026updated
Sydney M. Williams642397910/21/2026updated
Sydney R. Holleron776030910/21/2026added
Tamela J. Sperr248590610/21/2026added
Tanice Fort678742710/21/2026added
Tanner R. Creech808947110/21/2026added
Tanya Stanley819263910/21/2026updated
Tanya Stringer723896610/21/2026updated

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