ADVISER MOVES

Thomas Simmons' Cambridge affiliation updated; 1,049 affiliation changes

A registration observation dated October 21, 2026, lists Thomas N. Simmons with Cambridge Investment Research Advisors, Inc. and one Greenville branch location, down from two in the earlier record. Affiliation records do not establish job moves.

By Claire Bennett··1 min read

Thomas N. Simmons's October 21, 2026, registration observation lists him with Cambridge Investment Research Advisors, Inc. and one Greenville, South Carolina, branch location; the earlier record listed two locations there. This is an affiliation-record difference, not evidence of a job change.

The same day's observation lists Alana Loy with UBS Financial Services Inc. at a Dallas branch. The record does not establish when any employment began.

Across the October 21, 2026, cohort, the count was 1,049 affiliation changes: 278 added affiliation records, 742 updated records and 29 removed records. These are counts of registration affiliations, not verified hires, departures or changes in employment; a removed affiliation means the observation no longer lists it.

Adviser affiliation records

The appendix lists all 1,049 affiliation records on 10/21/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 201–225 of 1049. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Cruz C. Lopez542331110/21/2026updated
Cynthia D. Garner171723410/21/2026updated
Cynthia L. Hunt463263810/21/2026updated
Dakota R. Ross672189510/21/2026updated
Dale R. Giddings600768810/21/2026updated
Damion Bissonnette835524410/21/2026added
Damon A. Robertson669078210/21/2026updated
Damon Bremer836246110/21/2026added
Dana A. Sherman255525110/21/2026updated
Daniel A. Serrulha576463310/21/2026updated
Daniel C. Rave474577910/21/2026updated
Daniel C. Singer497726410/21/2026updated
Daniel C. Webster829689110/21/2026added
Daniel G. Foy226129110/21/2026updated
Daniel H. McKenzie579383310/21/2026added
Daniel Howard835829510/21/2026added
Daniel J. Downard662738410/21/2026added
Daniel J. Monzi667550010/21/2026updated
Daniel J. Wilkison324260510/21/2026updated
Daniel Joseph780107610/21/2026updated
Daniel Mandel590165210/21/2026updated
Daniel Mitchell467233510/21/2026updated
Daniel Porter821570610/21/2026updated
Daniel R. Johnson524148910/21/2026added
Danny J. Buesing681997110/21/2026updated

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