TEAM MOVES
Truist-Rockefeller pattern involves 7 people; 3 potential adviser groups
On October 22, registration records showed three potential adviser groups, including a seven-person pattern involving Truist Advisory Services and Rockefeller Financial. These patterns do not confirm team moves.
By Claire Bennett·Edition ·1 min read
A potential affiliation pattern involving Truist Advisory Services, Inc. and Rockefeller Financial LLC included seven observed people in registration records on October 22, 2026. The pattern does not establish that the advisers moved between firms, that the group coordinated, or that the listed people make up a complete team.
A second potential pattern involved Raymond James & Associates, Inc. and Janney Montgomery Scott LLC, with four observed people. Across the complete record list, there were three potential adviser groups observed on October 22; the records do not verify employment changes or complete group membership.
Potential adviser groups
The appendix lists all 3 potential affiliation groups on 10/22/2026 within the 10/22/2026–10/22/2026 source window. These entries describe potential affiliation patterns, not confirmed team transfers; names may be partial.
| Observed | Origin firm CRD | Destination firm CRD | Observed advisers | Source-listed advisers | Classification |
|---|---|---|---|---|---|
| 10/22/2026 | 705 | 463 | 4 | Barry D. Richter; Lance O. Murphy; James R. Edwards; Sean W. Fitzpatrick | Potential affiliation group; not a confirmed team transfer |
| 10/22/2026 | 8032 | 283330 | 3 | Lawrence C. Copeland; James C. Copeland; Nathan R. Walters | Potential affiliation group; not a confirmed team transfer |
| 10/22/2026 | 283390 | 291361 | 7 | Brad J. Cherkin; Matthew T. Caras; Gordon B. Kellam; Erica M. Solas; Owen M. Wilson; Sumera Yousaf; Charles Outlaw | Potential affiliation group; not a confirmed team transfer |