ADVISER MOVES

Nathan Gold’s Wells Fargo record adds a branch listing; 2,019 affiliation changes

From Oct. 23 to 25, 2026, the roster recorded 2,019 affiliation changes across registration records.

By Maya Chen··1 min read

Nathan L. Gold’s Wells Fargo Clearing Services, LLC registration observation on Oct. 23, 2026, included an additional branch listing at the same New York address, with the floor noted differently. This is an affiliation-record detail, not evidence of a job move; registry entries do not establish hiring or departure.

The complete period roster counted 2,019 affiliation changes from Oct. 23 through 25, 2026. The categories were 719 Added, 1,228 Updated and 72 Removed affiliation records; those labels count records, not registration-status changes or verified employment moves.

Other entries illustrate the range of record details. On Oct. 24, Timothy J. Lumsden had an affiliation added with Strategic Advisers LLC, while the registration observation for Karl K. Hakansson no longer listed his Hightower Advisors, LLC affiliation. The removed affiliation does not establish a departure or current employment status.

Adviser affiliation records

The appendix lists all 2,019 affiliation records from 10/23/2026 through 10/25/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 1051–1075 of 2019. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Justin Dwyer789871110/23/2026updated
Justin H. Park835946710/23/2026added
Justin T. Bennett471354310/23/2026updated
Justin W. Paul819405210/25/2026added
Justine Lawson723857610/23/2026updated
Justo R. Valladares530035010/23/2026updated
Kacper Czerkies823763710/24/2026updated
Kaitlin Uebele717845810/24/2026added
Kambiz Mahdavi261853210/24/2026updated
Kannon D. Phipps736014010/23/2026updated
Kannon R. Cropper814627910/24/2026added
Kara L. Myers512136710/23/2026updated
Karen A. Venneri723089710/24/2026added
Karen D. Kratz630675610/23/2026updated
Karen J. Eng799374710/23/2026updated
Karen M. Springer271679710/23/2026removed
Karen M. Springer271679710/23/2026added
Kariann N. Schuster595747210/24/2026updated
Karim Armand138727010/23/2026updated
Karinthia R. Mittal521539910/23/2026updated
Karl K. Hakansson756066510/24/2026removed
Karl K. Hakansson756066510/24/2026added
Karolina K. Simmons741821610/23/2026updated
Karoline S. Humphries508186510/24/2026added
Kate A. Kottmann648832110/24/2026added

Download data (CSV)

Sources