ADVISER MOVES

Nathan Gold’s Wells Fargo record adds a branch listing; 2,019 affiliation changes

From Oct. 23 to 25, 2026, the roster recorded 2,019 affiliation changes across registration records.

By Maya Chen··1 min read

Nathan L. Gold’s Wells Fargo Clearing Services, LLC registration observation on Oct. 23, 2026, included an additional branch listing at the same New York address, with the floor noted differently. This is an affiliation-record detail, not evidence of a job move; registry entries do not establish hiring or departure.

The complete period roster counted 2,019 affiliation changes from Oct. 23 through 25, 2026. The categories were 719 Added, 1,228 Updated and 72 Removed affiliation records; those labels count records, not registration-status changes or verified employment moves.

Other entries illustrate the range of record details. On Oct. 24, Timothy J. Lumsden had an affiliation added with Strategic Advisers LLC, while the registration observation for Karl K. Hakansson no longer listed his Hightower Advisors, LLC affiliation. The removed affiliation does not establish a departure or current employment status.

Adviser affiliation records

The appendix lists all 2,019 affiliation records from 10/23/2026 through 10/25/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 1551–1575 of 2019. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Peter E. Roulier764862310/23/2026updated
Peter F. Valdez172281410/23/2026updated
Peter J. Cocolaras239053410/24/2026updated
Peter J. Pitrelli807335510/23/2026updated
Peter Seyedi718024910/24/2026updated
Peter W. Kunze549787410/24/2026added
Philip J. Forte834544510/24/2026added
Philip Michael486165210/23/2026updated
Philip N. Neznanov466820610/24/2026updated
Philip W. Hasz307094410/23/2026added
Phillip Alexander576102210/24/2026added
Phillip Alexander576102210/25/2026updated
Phillip C. Ortego648842210/24/2026added
Phillip M. Gilbert503612910/23/2026updated
Phoebe J. Venable462718510/23/2026added
Pierre L. Follari233645310/24/2026updated
Platinum C. Galey819418210/23/2026updated
Pooja A. Chawla535124410/24/2026updated
Prajna Khisty457076310/24/2026updated
Prentiss R. Smith503319310/24/2026updated
Providencia Mordan585474010/23/2026added
Quinn H. Bennett812825210/23/2026added
Quirino J. Truscott812386010/23/2026updated
Qwendalynn T. Lai557651110/23/2026updated
Rachel D. Sarecky831088010/23/2026added

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