ADVISER MOVES

Nathan Gold’s Wells Fargo record adds a branch listing; 2,019 affiliation changes

From Oct. 23 to 25, 2026, the roster recorded 2,019 affiliation changes across registration records.

By Maya Chen··1 min read

Nathan L. Gold’s Wells Fargo Clearing Services, LLC registration observation on Oct. 23, 2026, included an additional branch listing at the same New York address, with the floor noted differently. This is an affiliation-record detail, not evidence of a job move; registry entries do not establish hiring or departure.

The complete period roster counted 2,019 affiliation changes from Oct. 23 through 25, 2026. The categories were 719 Added, 1,228 Updated and 72 Removed affiliation records; those labels count records, not registration-status changes or verified employment moves.

Other entries illustrate the range of record details. On Oct. 24, Timothy J. Lumsden had an affiliation added with Strategic Advisers LLC, while the registration observation for Karl K. Hakansson no longer listed his Hightower Advisors, LLC affiliation. The removed affiliation does not establish a departure or current employment status.

Adviser affiliation records

The appendix lists all 2,019 affiliation records from 10/23/2026 through 10/25/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 1726–1750 of 2019. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Sean A. Phillips434593910/23/2026updated
Sean A. Phillips434593910/24/2026updated
Sean Fitzgerald766198010/24/2026updated
Sean J. Trottier819750710/23/2026updated
Sean O. LeDree482312410/23/2026added
Sean P. Darroch547200010/23/2026updated
Sean R. Pryden537389610/23/2026updated
Sean Rivinus773459610/23/2026added
Sean T. Johnson628310910/23/2026updated
Serena M. Durdach816798910/23/2026added
Serene Alsous648811510/23/2026added
Seth A. Mitchell201691510/23/2026updated
Seth Jones769751010/24/2026removed
Seth M. Longton503073310/24/2026updated
Shaan S. Desai835867910/24/2026updated
Shad Patterson262356510/24/2026updated
Shailesh S. Patel459374310/24/2026updated
Shamar A. Evans735712410/25/2026added
Shane E. Cloninger257509610/23/2026updated
Shane K. Cameron699614410/23/2026updated
Shannon L. Jump496641710/23/2026updated
Shannon N. Hudson708219610/23/2026updated
Shannon R. Devita586653310/24/2026added
Shannon R. Devita586653310/24/2026removed
Sharon K. Swarthout313425310/24/2026added

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