ADVISER MOVES

Nathan Gold’s Wells Fargo record adds a branch listing; 2,019 affiliation changes

From Oct. 23 to 25, 2026, the roster recorded 2,019 affiliation changes across registration records.

By Maya Chen··1 min read

Nathan L. Gold’s Wells Fargo Clearing Services, LLC registration observation on Oct. 23, 2026, included an additional branch listing at the same New York address, with the floor noted differently. This is an affiliation-record detail, not evidence of a job move; registry entries do not establish hiring or departure.

The complete period roster counted 2,019 affiliation changes from Oct. 23 through 25, 2026. The categories were 719 Added, 1,228 Updated and 72 Removed affiliation records; those labels count records, not registration-status changes or verified employment moves.

Other entries illustrate the range of record details. On Oct. 24, Timothy J. Lumsden had an affiliation added with Strategic Advisers LLC, while the registration observation for Karl K. Hakansson no longer listed his Hightower Advisors, LLC affiliation. The removed affiliation does not establish a departure or current employment status.

Adviser affiliation records

The appendix lists all 2,019 affiliation records from 10/23/2026 through 10/25/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 1751–1775 of 2019. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Shaun D. Small539702310/23/2026updated
Shaun Edusada733267210/24/2026updated
Shawn P. Sullivan648136010/24/2026updated
Shaylor Smith783110810/24/2026updated
Shea Byrd770318910/24/2026added
Shelby L. Budzeak772454810/23/2026updated
Sherali Shermohamad492355610/23/2026added
Sherri L. S. Nichelson724892610/24/2026added
Shreeva Aylor770374510/23/2026updated
Shyam Bhatia766422810/24/2026updated
Si Chen572062110/23/2026updated
Sidney C. Journigan803914710/24/2026added
Sidney Thompson714109910/24/2026added
Simon J. Schriever812833010/23/2026added
Simon Whitaker592406810/24/2026updated
Skylar Andrus803557510/24/2026updated
Skylar Andrus803557510/23/2026updated
Sophia C. Yacobi806564810/23/2026added
Sophie G. Hoy811719810/24/2026added
Sotirios S. Panageas145609610/24/2026added
Spencer R. Lee777628410/24/2026updated
Spencer S. Miller831534510/24/2026added
Spencer T. Anderson830320710/24/2026updated
Spenser M. Wong783909310/23/2026updated
Srinivas Raghavan836228910/24/2026added

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