NEW ADVISERS

Charles Schwab lists 14 of 165 first adviser registrations; Merrill Lynch follows with 13

The 165 first adviser registrations are dated October 23 through October 25, 2026, and span 86 firm categories.

By Claire Bennett··2 min read

Charles Schwab & Co., Inc. is the current listed firm for 14 of the 165 first adviser registrations dated from Friday, October 23, 2026, through Sunday, October 25, 2026. Merrill Lynch, Pierce, Fenner & Smith Incorporated follows with 13, Morgan Stanley with 10, and Strategic Advisers LLC with 7. The remaining 121 registrations fall under all other firms, a grouping the source reports across 86 firm categories in all.

Among the Schwab-affiliated registrants, Justin W. Paul and Timothy W. Ahrens both carry first adviser registration dates of October 24, 2026. Their reported branch locations are Westlake, Texas, and Indianapolis, Indiana, respectively. A listed firm is the current source-reported affiliation, not necessarily the first registration firm, and a first adviser registration does not establish an industry job start, hiring date, new license, or career start. A reported branch is not necessarily a residence or sole workplace.

Merrill Lynch's 13 registrants include Owen R. Vetro and Calvin M. Sales, each with a first adviser registration date of October 25, 2026. The source lists Vetro's branch in Syracuse, New York, and Sales's in Wexford, Pennsylvania.

Morgan Stanley's 10 registrants include Aidan S. Kluge and Kayla M. Brady, both dated October 24, 2026, with reported branches in Tampa, Florida, and Clayton, Missouri. Strategic Advisers LLC's 7 registrants include Ethan M. Lizmi and Autumn Halladay, also dated October 24, 2026, with reported branches in Owings Mills, Maryland, and Riverton, Utah.

Listed firm categoryFirst adviser registrations
Charles Schwab & Co., Inc.14
Merrill Lynch, Pierce, Fenner & Smith Incorporated13
Morgan Stanley10
Strategic Advisers LLC7
All other firms121

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First adviser registrations by listed firm category, October 23–25, 2026. The four named firms account for 44 of the 165 registrations; the remaining 121 sit with all other firms.

First adviser registrations

The advisers below account for all 165 source-reported first adviser registrations from 10/23/2026 through 10/25/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 1–25 of 165. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Aaron D. Causey815326510/26/202610/23/2026Curran Financial Partners, LLC281943Daniel Island, SC
Abigail Withers823256710/26/202610/23/2026UBS Financial Services Inc.8174Cincinnati, OH
Adam S. Alonzo812272510/26/202610/24/2026Apella Wealth171106West Hartford, CT
Aidan S. Kluge804032910/26/202610/24/2026Morgan Stanley149777Tampa, FL
Alexandra Dahm829565510/26/202610/23/2026Schwab Wealth Advisory, Inc.159035Lone Tree, CO
Alexandria A. Reilly817870110/26/202610/23/2026Edward Jones250Sonoma, CA
Andrew M. Christakos594320610/26/202610/23/2026Westfield Wealth Management, LLC125421Cranford, NJ
Andrew R. McLendon808892110/26/202610/23/2026Charles Schwab & Co., Inc.5393Westlake, TX
Anna J. Morrall810718810/26/202610/23/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Frisco, TX
Anthony J. Mendoza778698210/26/202610/23/2026Charles Schwab & Co., Inc.5393Huntington Station, NY
Attilio J. Guarino833210910/26/202610/23/2026Equitable Advisors, LLC6627Woodbridge, NJ
Austin J. Dickson815209710/26/202610/24/2026Strategic Advisers LLC104555Park Ridge, NJ
Austin Pope599277010/26/202610/23/2026Core Advisory Group306661Rock Hill, SC
Autumn Halladay830425810/26/202610/24/2026Strategic Advisers LLC104555Riverton, UT
Blake Driscoll812103410/26/202610/23/2026Charles Schwab & Co., Inc.5393Mission Viejo, CA
Brady A. Suter826543210/26/202610/23/2026Charles Schwab & Co., Inc.5393San Diego, CA
Brady R. Dennis794181410/26/202610/23/2026Charles Schwab & Co., Inc.5393Boston, MA
Braeden Lueken834860910/26/202610/23/2026MAI Capital Management, LLC109807Newport Beach, CA
Brendan K. Vogt-Wheeler830411510/26/202610/23/2026Strategic Advisers LLC104555Westlake, TX
Bryanne Dare823738610/26/202610/23/2026Edward Jones250St. Louis, MO
Bryce Livingston823373510/26/202610/23/2026FBL Wealth Management, LLC291396West Des Moines, IA
Cain Besse832104710/26/202610/23/2026LPL Financial LLC6413Marquette, MI
Cal Stearns834920710/26/202610/23/2026Equitable Advisors, LLC6627Kalamazoo, MI
Calvin M. Sales689664510/26/202610/25/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Wexford, PA
Cameron Baker829345910/26/202610/23/2026LPL Financial LLC6413Des Moines, IA

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