NEW ADVISERS

Charles Schwab lists 14 of 165 first adviser registrations; Merrill Lynch follows with 13

The 165 first adviser registrations are dated October 23 through October 25, 2026, and span 86 firm categories.

By Claire Bennett··2 min read

Charles Schwab & Co., Inc. is the current listed firm for 14 of the 165 first adviser registrations dated from Friday, October 23, 2026, through Sunday, October 25, 2026. Merrill Lynch, Pierce, Fenner & Smith Incorporated follows with 13, Morgan Stanley with 10, and Strategic Advisers LLC with 7. The remaining 121 registrations fall under all other firms, a grouping the source reports across 86 firm categories in all.

Among the Schwab-affiliated registrants, Justin W. Paul and Timothy W. Ahrens both carry first adviser registration dates of October 24, 2026. Their reported branch locations are Westlake, Texas, and Indianapolis, Indiana, respectively. A listed firm is the current source-reported affiliation, not necessarily the first registration firm, and a first adviser registration does not establish an industry job start, hiring date, new license, or career start. A reported branch is not necessarily a residence or sole workplace.

Merrill Lynch's 13 registrants include Owen R. Vetro and Calvin M. Sales, each with a first adviser registration date of October 25, 2026. The source lists Vetro's branch in Syracuse, New York, and Sales's in Wexford, Pennsylvania.

Morgan Stanley's 10 registrants include Aidan S. Kluge and Kayla M. Brady, both dated October 24, 2026, with reported branches in Tampa, Florida, and Clayton, Missouri. Strategic Advisers LLC's 7 registrants include Ethan M. Lizmi and Autumn Halladay, also dated October 24, 2026, with reported branches in Owings Mills, Maryland, and Riverton, Utah.

Listed firm categoryFirst adviser registrations
Charles Schwab & Co., Inc.14
Merrill Lynch, Pierce, Fenner & Smith Incorporated13
Morgan Stanley10
Strategic Advisers LLC7
All other firms121

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First adviser registrations by listed firm category, October 23–25, 2026. The four named firms account for 44 of the 165 registrations; the remaining 121 sit with all other firms.

First adviser registrations

The advisers below account for all 165 source-reported first adviser registrations from 10/23/2026 through 10/25/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 76–100 of 165. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Jonathan L. Hoffman706942310/26/202610/23/2026Zenith Investment Management, LLC288565San Diego, CA
Jordan Frazier832923010/26/202610/23/2026Equitable Advisors, LLC6627Falls Church, VA
Joselyn M. Alvarado794373010/26/202610/23/2026Morgan Stanley149777Valencia, CA
Joseph L. Davies831162010/26/202610/23/2026Edward Jones250St. Louis, MO
Juliet R. Hussey810639810/26/202610/23/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691San Diego, CA
Justin W. Paul819405210/26/202610/24/2026Charles Schwab & Co., Inc.5393Westlake, TX
Kaitlin Uebele717845810/26/202610/23/2026J.P. Morgan Securities LLC79Dallas, TX
Kannon R. Cropper814627910/26/202610/23/2026J.P. Morgan Securities LLC79New York, NY
Katherine C. Buccieri833513110/26/202610/23/2026Silver Grove Advisory Services287512Williamsville, NY
Kathy Armbruster645298510/26/202610/23/2026LPL Financial LLC6413Hutchinson, KS
Kayla M. Brady791580510/26/202610/24/2026Morgan Stanley149777Clayton, MO
Kenneth Arreazola812458210/26/202610/23/2026J.P. Morgan Securities LLC79San Antonio, TX
Kenneth C. Lee832947110/26/202610/23/2026Blackrock Investment Management, LLC108928Chicago, IL
Kevin A. Espinoza820623510/26/202610/23/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Newark, CA
Kevin Rogers732270710/26/202610/24/2026PNC Wealth Management LLC129052Mayfield Heights, OH
Kevin T. Markert825100010/26/202610/23/2026Kovack Advisors, Inc.140808Dewitt, NY
Kristi M. Hull722678810/26/202610/23/2026LPL Financial LLC6413Rock Hill, SC
Kristiana N. Martin809712710/26/202610/23/2026Schwab Wealth Advisory, Inc.159035Lone Tree, CO
Kristina D. Cooper539989710/26/202610/23/2026Cetera Investment Advisers LLC105644Waco, TX
Kylah M. Barbola823963610/26/202610/23/2026Thrivent Investment Management Inc.18387Appleton, WI
Kyle Savner834906910/26/202610/23/2026Clearpath Wealth Management, L.C.116029Overland Park, KS
Kym A. Hay311805110/26/202610/23/2026Empower Advisory Group, LLC112058Castle Pines, CO
Lauren Thompson586949010/26/202610/23/2026Integrated Wealth Concepts LLC284656Cherry Hill, NJ
Leah M. Rhodes807703410/26/202610/23/2026Stifel, Nicolaus & Company, Incorporated793Macon, GA
Leighanne N. Vasquez626582310/26/202610/23/2026Edward Jones250Naples, FL

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