NEW ADVISERS

Charles Schwab lists 14 of 165 first adviser registrations; Merrill Lynch follows with 13

The 165 first adviser registrations are dated October 23 through October 25, 2026, and span 86 firm categories.

By Claire Bennett··2 min read

Charles Schwab & Co., Inc. is the current listed firm for 14 of the 165 first adviser registrations dated from Friday, October 23, 2026, through Sunday, October 25, 2026. Merrill Lynch, Pierce, Fenner & Smith Incorporated follows with 13, Morgan Stanley with 10, and Strategic Advisers LLC with 7. The remaining 121 registrations fall under all other firms, a grouping the source reports across 86 firm categories in all.

Among the Schwab-affiliated registrants, Justin W. Paul and Timothy W. Ahrens both carry first adviser registration dates of October 24, 2026. Their reported branch locations are Westlake, Texas, and Indianapolis, Indiana, respectively. A listed firm is the current source-reported affiliation, not necessarily the first registration firm, and a first adviser registration does not establish an industry job start, hiring date, new license, or career start. A reported branch is not necessarily a residence or sole workplace.

Merrill Lynch's 13 registrants include Owen R. Vetro and Calvin M. Sales, each with a first adviser registration date of October 25, 2026. The source lists Vetro's branch in Syracuse, New York, and Sales's in Wexford, Pennsylvania.

Morgan Stanley's 10 registrants include Aidan S. Kluge and Kayla M. Brady, both dated October 24, 2026, with reported branches in Tampa, Florida, and Clayton, Missouri. Strategic Advisers LLC's 7 registrants include Ethan M. Lizmi and Autumn Halladay, also dated October 24, 2026, with reported branches in Owings Mills, Maryland, and Riverton, Utah.

Listed firm categoryFirst adviser registrations
Charles Schwab & Co., Inc.14
Merrill Lynch, Pierce, Fenner & Smith Incorporated13
Morgan Stanley10
Strategic Advisers LLC7
All other firms121

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First adviser registrations by listed firm category, October 23–25, 2026. The four named firms account for 44 of the 165 registrations; the remaining 121 sit with all other firms.

First adviser registrations

The advisers below account for all 165 source-reported first adviser registrations from 10/23/2026 through 10/25/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 126–150 of 165. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Orfeo D. Mizio788493510/26/202610/23/2026Schwab Wealth Advisory, Inc.159035Indianapolis, IN
Oscar Lesniak809584410/26/202610/23/2026Morgan Stanley149777New York, NY
Owen Malcolm799179310/26/202610/23/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Los Angeles, CA
Owen R. Vetro832005210/26/202610/25/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Syracuse, NY
Pearlsea Jain831892910/26/202610/23/2026Summit Financial Strategies Inc.110112Columbus, OH
Philip J. Forte834544510/26/202610/23/2026Haven Funding LLC344545Santa Barbara, CA
Rebecca Hyde836399910/26/202610/23/2026Moneta Group Investment Advisors, LLC104727St. Louis, MO
Rebecca V. Hershkowitz820342310/26/202610/24/2026UBS Financial Services Inc.8174Los Angeles, CA
Richard J. Gucciardo811992610/26/202610/23/2026PFS Investments Inc.10111Holbrook, NY
Robert A. R. Maldonado832616610/26/202610/23/2026N1 Advisors147048Newark, DE
Robert Bunn772793710/26/202610/23/2026LPL Financial LLC6413Syracuse, NY
Robert C. Brusak832526110/26/202610/23/2026Cetera Investment Advisers LLC105644Phoenix, MD
Robert F. Cerrito836115210/26/202610/23/2026Gradient Advisors, LLC152665St. Petersburg, FL
Rohan Pritmani809467510/26/202610/23/2026Schwab Wealth Advisory, Inc.159035Westlake, TX
Romina G. Z. Amezcua831713010/26/202610/24/2026J.P. Morgan Securities LLC79New York, NY
Ryan C. Trinchet828284510/26/202610/23/2026Rockefeller Financial LLC291361New York, NY
Ryan J. Cator809247210/26/202610/23/2026Charles Schwab & Co., Inc.5393New York City, NY
Ryan S. Orr835205310/26/202610/25/2026Briggs Wealth Management, Inc.125518Glastonbury, CT
Sandra Pritchard819818910/26/202610/23/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Los Angeles, CA
Sanford M. Share458776210/26/202610/23/2026Share and Harris, L.L.C.122770East Brunswick, NJ
Sean A. Cosme831400210/26/202610/23/2026Valic Financial Advisors, Inc.42803Houston, TX
Shamar A. Evans735712410/26/202610/24/2026Morgan Stanley149777New York, NY
Sidney C. Journigan803914710/26/202610/23/2026Morgan Stanley149777Charlotte, NC
Sophie G. Hoy811719810/26/202610/23/2026Goldman Sachs Wealth Services, L.P.106693Cohoes, NY
Sotirios S. Panageas145609610/26/202610/23/2026Park Avenue Securities LLC46173Rye Brook, NY

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