TEAM MOVES
Wells Fargo pattern involves 5 people; 9 potential adviser groups
A potential registration pattern involving five people across Wells Fargo Clearing Services and Wells Fargo Advisors Financial Network was observed October 23, 2026. Nine potential adviser groups were observed October 23–25; the records do not verify team transfers.
By Daniel Mercer·Edition ·1 min read
A potential affiliation pattern involving five people and two Wells Fargo firms was observed October 23, 2026. The candidate records identify Wells Fargo Clearing Services, LLC, and Wells Fargo Advisors Financial Network, LLC. They do not establish that the people moved between firms or that the group acted together.
Across October 23–25, the complete roster contains nine potential adviser groups. Five were observed October 23 and four October 24. These are registration patterns observed on those dates, not verified team transfers.
Potential adviser groups
The appendix lists all 9 potential affiliation groups on 10/23/2026 and 10/24/2026 within the 10/23/2026–10/25/2026 source window. These entries describe potential affiliation patterns, not confirmed team transfers; names may be partial.
| Observed | Origin firm CRD | Destination firm CRD | Observed advisers | Source-listed advisers | Classification |
|---|---|---|---|---|---|
| 10/23/2026 | 5393 | 159035 | 3 | Gregory S. Hernandez; Joshua D. Lange; Trevor J. Aldrich | Potential affiliation group; not a confirmed team transfer |
| 10/23/2026 | 250 | 6413 | 3 | Jacob Porter; William M. Griggs; Eric P. Bencivenga | Potential affiliation group; not a confirmed team transfer |
| 10/23/2026 | 128929 | 166586 | 2 | Michael J. McGee; Owen D. Atkison | Potential affiliation group; not a confirmed team transfer |
| 10/23/2026 | 283390 | 149018 | 2 | Erin M. Powers-Westendorf; Michelle J. Reynolds | Potential affiliation group; not a confirmed team transfer |
| 10/23/2026 | 19616 | 11025 | 5 | Jeffrey B. Izsak; Thomas Boyd; Karen M. Springer; Mitchell L. Frankel; Dana M. P. Jones | Potential affiliation group; not a confirmed team transfer |
| 10/24/2026 | 5393 | 159035 | 3 | Joshua D. Lange; Trevor J. Aldrich; Orfeo D. Mizio | Potential affiliation group; not a confirmed team transfer |
| 10/24/2026 | 5393 | 159035 | 2 | Trevor J. Aldrich; Orfeo D. Mizio | Potential affiliation group; not a confirmed team transfer |
| 10/24/2026 | 149018 | 6413 | 2 | Linh M. Truong; Endry Surjanto | Potential affiliation group; not a confirmed team transfer |
| 10/24/2026 | 283390 | 149018 | 3 | Erin M. Powers-Westendorf; Michelle J. Reynolds; Jonathan Shaw | Potential affiliation group; not a confirmed team transfer |