NEW ADVISERS

State Farm and Merrill Lynch each list 8 of 131 first adviser registrations

Source-reported first adviser registrations dated October 26, 2026, total 131. State Farm Investment Management Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated each list eight advisers as their current affiliation.

By Daniel Mercer··2 min read

State Farm Investment Management Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated top the distribution for October 26, 2026, each listing eight of the 131 source-reported first adviser registrations dated that day. In these records, the named firm is each adviser's current source-listed affiliation, not necessarily the firm where the first registration occurred.

Listed firm (current affiliation)First adviser registrations
State Farm Investment Management Corp.8
Merrill Lynch, Pierce, Fenner & Smith Incorporated8
Cetera Investment Advisers LLC6
Ameriprise Financial Services, LLC6
All other listed-firm categories103

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Cetera Investment Advisers LLC and Ameriprise Financial Services, LLC each list six, and the remaining 103 registrations fall across other listed-firm categories. The counts describe advisers whose current listed affiliation is the named firm, not registrations the firms filed.

Among the State Farm-affiliated records, Trang Doan B. Trinh-Byrd and Gina Scruggs each show a first adviser registration dated October 26, 2026. Branch listings dated October 27, 2026, place Trinh-Byrd in Torrance, California, and Scruggs in Jasper, Alabama.

Merrill Lynch-affiliated examples include Jake A. Franzke, whose first adviser registration was dated October 26, 2026, with a listed branch in Massapequa Park, New York, and Jared Rafferty, whose first adviser registration was dated the same day, with a listed branch in Boulder, Colorado.

Cetera-affiliated examples include Jack Muench, whose first adviser registration was dated October 26, 2026, with a listed branch in St. Louis, Missouri, and Andres A. Casarez, whose first adviser registration was dated October 26, 2026, with a branch listed in Irving, Texas. Ameriprise-affiliated examples with the same first-registration date include Gabriel J. Benson, listed in Fargo, North Dakota, and Seamas O Brien, listed in Gold River, California.

A first adviser registration in these records marks the first registration the source shows for an adviser, not a hiring date, a first industry job, a new license, or a career start. Reported branch locations do not establish a residence or a sole workplace, and the counts are record counts, not a measure of adviser movement between firms.

First adviser registrations

The advisers below account for all 131 source-reported first adviser registrations on 10/26/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 1–25 of 131. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Aaron C. Steensma835773810/27/202610/26/2026GWN Securities Inc.128929Pasadena, CA
Adam C. Bletzinger826345610/27/202610/26/2026Osaic Wealth, Inc.23131Scottsdale, AZ
Ajay Wadhwa824099810/27/202610/26/2026Van Clemens Wealth Management, LLC297362Los Gatos, CA
Alexander T. Sahaydak815723710/27/202610/26/2026Ameriprise Financial Services, LLC6363York, PA
Amanda McCoin833841310/27/202610/26/2026Paul Winkler, Inc.119342Gallatin, TN
Amy L. Fox836427710/27/202610/26/2026Zanetti Financial, LLC282089Albuquerque, NM
Andres A. Casarez818764310/27/202610/26/2026Cetera Investment Advisers LLC105644Irving, TX
Andrew Rourke831972810/27/202610/26/2026Equitable Advisors, LLC6627Irvine, CA
Annette L. Lu791862910/27/202610/26/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Bellevue, WA
Austin Leibowitz776040010/27/202610/26/2026RBC Capital Markets, LLC31194New York, NY
Benjamin K. V. Leest832406110/27/202610/26/2026Robert W. Baird & Co. Incorporated8158Cedar Rapids, IA
Braden M. Shaw831996110/27/202610/26/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Portland, OR
Bradley J. Chrustawka835910210/27/202610/26/2026Peak American Investment Advisors, Inc.145056Plano, TX
Brian P. Crosby771116310/27/202610/26/2026Morgan Stanley149777New York, NY
Brian S. Parker681130410/27/202610/26/2026Aristotle Capital Management, LLC109876Los Angeles, CA
Brighton I. Lam833565310/27/202610/26/2026GWN Securities Inc.128929Baldwin Park, CA
Cameron J. Carey773887710/27/202610/26/2026Blackrock Investment Management, LLC108928New York, NY
Cedric Ramirez759240010/27/202610/26/2026Wells Fargo Clearing Services, LLC19616Austin, TX
Christian A. McCullock834467810/27/202610/26/2026GWN Securities Inc.128929Pasadena, CA
Christian M. Montuori810736610/27/202610/26/2026Equitable Advisors, LLC6627Stamford, CT
Cole T. Perez783468610/27/202610/26/2026UBS Financial Services Inc.8174Ft. Lauderdale, FL
Connor Collins826335610/27/202610/26/2026Charles Schwab & Co., Inc.5393Palm Beach Gardens, FL
Daniel A. Bullock826528610/27/202610/26/2026Charles Schwab & Co., Inc.5393Miami, FL
Derek Miller836212810/27/202610/26/2026Mariner140195Sioux Falls, SD
Dexter Shuler791108510/27/202610/26/2026Raymond James & Associates, Inc.705Carmel, IN

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