NEW ADVISERS

State Farm and Merrill Lynch each list 8 of 131 first adviser registrations

Source-reported first adviser registrations dated October 26, 2026, total 131. State Farm Investment Management Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated each list eight advisers as their current affiliation.

By Daniel Mercer··2 min read

State Farm Investment Management Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated top the distribution for October 26, 2026, each listing eight of the 131 source-reported first adviser registrations dated that day. In these records, the named firm is each adviser's current source-listed affiliation, not necessarily the firm where the first registration occurred.

Listed firm (current affiliation)First adviser registrations
State Farm Investment Management Corp.8
Merrill Lynch, Pierce, Fenner & Smith Incorporated8
Cetera Investment Advisers LLC6
Ameriprise Financial Services, LLC6
All other listed-firm categories103

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Cetera Investment Advisers LLC and Ameriprise Financial Services, LLC each list six, and the remaining 103 registrations fall across other listed-firm categories. The counts describe advisers whose current listed affiliation is the named firm, not registrations the firms filed.

Among the State Farm-affiliated records, Trang Doan B. Trinh-Byrd and Gina Scruggs each show a first adviser registration dated October 26, 2026. Branch listings dated October 27, 2026, place Trinh-Byrd in Torrance, California, and Scruggs in Jasper, Alabama.

Merrill Lynch-affiliated examples include Jake A. Franzke, whose first adviser registration was dated October 26, 2026, with a listed branch in Massapequa Park, New York, and Jared Rafferty, whose first adviser registration was dated the same day, with a listed branch in Boulder, Colorado.

Cetera-affiliated examples include Jack Muench, whose first adviser registration was dated October 26, 2026, with a listed branch in St. Louis, Missouri, and Andres A. Casarez, whose first adviser registration was dated October 26, 2026, with a branch listed in Irving, Texas. Ameriprise-affiliated examples with the same first-registration date include Gabriel J. Benson, listed in Fargo, North Dakota, and Seamas O Brien, listed in Gold River, California.

A first adviser registration in these records marks the first registration the source shows for an adviser, not a hiring date, a first industry job, a new license, or a career start. Reported branch locations do not establish a residence or a sole workplace, and the counts are record counts, not a measure of adviser movement between firms.

First adviser registrations

The advisers below account for all 131 source-reported first adviser registrations on 10/26/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 51–75 of 131. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Jade Ye832685310/27/202610/26/2026Equitable Advisors, LLC6627Wellesley, MA
Jads E. Z. Ronario832787710/27/202610/26/2026Empower Advisory Group, LLC112058Greenwood Village, CO
Jael A. Padilla-Lozada606042610/27/202610/26/2026Voya Financial Advisors, Inc.2882Windsor, CT
Jake A. Franzke833688010/27/202610/26/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Massapequa Park, NY
James M. Patton546391410/27/202610/26/2026Northwestern Mutual Investment Services, LLC2881Franklin, TN
Jameson T. Howley775323610/27/202610/26/2026&Partners3767Albany, NY
Jared Rafferty831997410/27/202610/26/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Boulder, CO
Jaret Kiplinger835802910/27/202610/26/2026Kiplinger Wealth Advisors116726Nashville, TN
Jason J. Domenick805936610/27/202610/26/2026Schneider Downs Wealth Management Advisors, LP128591Pittsburgh, PA
Jason VanHoven748858310/27/202610/26/2026Cetera Investment Advisers LLC105644Grandville, MI
Javier F. Richmond824582110/27/202610/26/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Bellevue, WA
Jefferson Stiles833552510/27/202610/26/2026Mercer Global Advisors Inc.147363Colleyville, TX
Jeffrey Bravo827408310/27/202610/26/2026Valic Financial Advisors, Inc.42803Linthicum Heights, MD
Jeffrey F. Schroeder831538110/27/202610/26/2026Latitude Financial Planning LLC343396Port Clyde, ME
Jeremy A. McCarty668873810/27/202610/26/2026Syntheticfi LLC330200Euless, TX
Joao P. A. Merjam825194910/27/202610/26/2026Citigroup Global Markets Inc.7059New York, NY
Jodi-Anne Reid828301010/27/202610/26/2026Valic Financial Advisors, Inc.42803Arlington, VA
John E. Webb830569310/27/202610/26/2026William Blair1252Baltimore, MD
John H. Dixon817950610/27/202610/26/2026Robert W. Baird & Co. Incorporated8158Anchorage, AK
John K. Taggart791974610/27/202610/26/2026Hightower Advisors, LLC145323Dallas, TX
John T. Janezich826981910/27/202610/26/2026Thrivent Investment Management Inc.18387Anchorage, AK
John T. Reed831603610/27/202610/26/2026Commonwealth Financial Network8032Columbia, SC
John-Logan J. Bisig820728310/27/202610/26/2026Robert W. Baird & Co. Incorporated8158Louisville, KY
Jonathan D. Benson570407310/27/202610/26/2026Ameriprise Financial Services, LLC6363Fargo, ND
Joseph D. Warnke808774410/27/202610/26/2026UBS Financial Services Inc.8174Pepper Pike, OH

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