NEW ADVISERS

State Farm and Merrill Lynch each list 8 of 131 first adviser registrations

Source-reported first adviser registrations dated October 26, 2026, total 131. State Farm Investment Management Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated each list eight advisers as their current affiliation.

By Daniel Mercer··2 min read

State Farm Investment Management Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated top the distribution for October 26, 2026, each listing eight of the 131 source-reported first adviser registrations dated that day. In these records, the named firm is each adviser's current source-listed affiliation, not necessarily the firm where the first registration occurred.

Listed firm (current affiliation)First adviser registrations
State Farm Investment Management Corp.8
Merrill Lynch, Pierce, Fenner & Smith Incorporated8
Cetera Investment Advisers LLC6
Ameriprise Financial Services, LLC6
All other listed-firm categories103

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Cetera Investment Advisers LLC and Ameriprise Financial Services, LLC each list six, and the remaining 103 registrations fall across other listed-firm categories. The counts describe advisers whose current listed affiliation is the named firm, not registrations the firms filed.

Among the State Farm-affiliated records, Trang Doan B. Trinh-Byrd and Gina Scruggs each show a first adviser registration dated October 26, 2026. Branch listings dated October 27, 2026, place Trinh-Byrd in Torrance, California, and Scruggs in Jasper, Alabama.

Merrill Lynch-affiliated examples include Jake A. Franzke, whose first adviser registration was dated October 26, 2026, with a listed branch in Massapequa Park, New York, and Jared Rafferty, whose first adviser registration was dated the same day, with a listed branch in Boulder, Colorado.

Cetera-affiliated examples include Jack Muench, whose first adviser registration was dated October 26, 2026, with a listed branch in St. Louis, Missouri, and Andres A. Casarez, whose first adviser registration was dated October 26, 2026, with a branch listed in Irving, Texas. Ameriprise-affiliated examples with the same first-registration date include Gabriel J. Benson, listed in Fargo, North Dakota, and Seamas O Brien, listed in Gold River, California.

A first adviser registration in these records marks the first registration the source shows for an adviser, not a hiring date, a first industry job, a new license, or a career start. Reported branch locations do not establish a residence or a sole workplace, and the counts are record counts, not a measure of adviser movement between firms.

First adviser registrations

The advisers below account for all 131 source-reported first adviser registrations on 10/26/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 76–100 of 131. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Joseph M. Kyrillos573763610/27/202610/26/2026Newport Capital Group, LLC144442Red Bank, NJ
Josephine Chien459775810/27/202610/26/2026Chien, Josephine131238Emeryville, CA
Juan M. Sanchez835412810/27/202610/26/2026Florida Financial Advisors, LLC288811Denver, CO
Justin Fairbanks813842410/27/202610/26/2026State Farm Investment Management Corp.3487Niles, MI
Justin W. Rhyne835410010/27/202610/26/2026MML Investors Services, LLC10409Newtown Square, PA
Kate O. Buttarazzi809835010/27/202610/26/2026Robert W. Baird & Co. Incorporated8158Fort Worth, TX
Kelston T. Hildebrand827058610/27/202610/26/2026Raymond James Financial Services Advisors, Inc.149018York, PA
Kendall A. Birmingham835654810/27/202610/26/2026Florida Financial Advisors, LLC288811Miami Lakes, FL
Kendall A. Rieder834265010/27/202610/26/202649 Financial319484Austin, TX
Kendall F. Aramaki825193310/27/202610/26/2026MML Investors Services, LLC10409Austin, TX
Kiran N. Hodgdon811935710/27/202610/26/2026Gerber Kawasaki Wealth & Investment Management153649Santa Monica, CA
Kwame A. Kwarteng810656710/27/202610/26/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691New York, NY
Laura Anderson796961610/27/202610/26/2026Cetera Investment Advisers LLC105644Cookeville, TN
Lindsay A. Brown572245410/27/202610/26/2026State Farm Investment Management Corp.3487Pittsburgh, PA
Lisa B. Garris736704210/27/202610/26/2026CWM, LLC155344Marietta, GA
Lisa Stanton828583910/27/202610/26/2026LPL Enterprise, LLC8733Ann Arbor, MI
Lukas Yep835453510/27/202610/26/2026Equitable Advisors, LLC6627Portland, OR
Luke R. Larson689955310/27/202610/26/2026Ameriprise Financial Services, LLC6363St Charles, IL
Madison L. McEwen812857010/27/202610/26/2026Raymond James & Associates, Inc.705Greenwood, IN
Marcel S. Robin836205810/27/202610/26/2026State Farm Investment Management Corp.3487Massapequa, NY
Marie M. Duran782860310/27/202610/26/2026Cetera Investment Advisers LLC105644Boca Raton, FL
Mark J. Paladijczuk836254310/27/202610/26/2026Black Diamond Financial, LLC145108Bend, OR
Mark R. Milano811549410/27/202610/26/2026Planmember Securities Corporation11869Oviedo, FL
Mason Glinn733769410/27/202610/26/2026Commonwealth Financial Network8032Warren, OH
Mateo I. Cohen794284610/27/202610/26/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691San Antonio, TX

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