NEW ADVISERS
State Farm and Merrill Lynch each list 8 of 131 first adviser registrations
Source-reported first adviser registrations dated October 26, 2026, total 131. State Farm Investment Management Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated each list eight advisers as their current affiliation.
By Daniel Mercer·Edition ·2 min read
State Farm Investment Management Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated top the distribution for October 26, 2026, each listing eight of the 131 source-reported first adviser registrations dated that day. In these records, the named firm is each adviser's current source-listed affiliation, not necessarily the firm where the first registration occurred.
| Listed firm (current affiliation) | First adviser registrations |
|---|---|
| State Farm Investment Management Corp. | 8 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 8 |
| Cetera Investment Advisers LLC | 6 |
| Ameriprise Financial Services, LLC | 6 |
| All other listed-firm categories | 103 |
Cetera Investment Advisers LLC and Ameriprise Financial Services, LLC each list six, and the remaining 103 registrations fall across other listed-firm categories. The counts describe advisers whose current listed affiliation is the named firm, not registrations the firms filed.
Among the State Farm-affiliated records, Trang Doan B. Trinh-Byrd and Gina Scruggs each show a first adviser registration dated October 26, 2026. Branch listings dated October 27, 2026, place Trinh-Byrd in Torrance, California, and Scruggs in Jasper, Alabama.
Merrill Lynch-affiliated examples include Jake A. Franzke, whose first adviser registration was dated October 26, 2026, with a listed branch in Massapequa Park, New York, and Jared Rafferty, whose first adviser registration was dated the same day, with a listed branch in Boulder, Colorado.
Cetera-affiliated examples include Jack Muench, whose first adviser registration was dated October 26, 2026, with a listed branch in St. Louis, Missouri, and Andres A. Casarez, whose first adviser registration was dated October 26, 2026, with a branch listed in Irving, Texas. Ameriprise-affiliated examples with the same first-registration date include Gabriel J. Benson, listed in Fargo, North Dakota, and Seamas O Brien, listed in Gold River, California.
A first adviser registration in these records marks the first registration the source shows for an adviser, not a hiring date, a first industry job, a new license, or a career start. Reported branch locations do not establish a residence or a sole workplace, and the counts are record counts, not a measure of adviser movement between firms.
First adviser registrations
The advisers below account for all 131 source-reported first adviser registrations on 10/26/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.
Showing rows 76–100 of 131. The CSV contains the complete table.
| Adviser | Individual CRD | Source snapshot date | First registration date | Firm in feed | Firm CRD | Adviser location |
|---|---|---|---|---|---|---|
| Joseph M. Kyrillos | 5737636 | 10/27/2026 | 10/26/2026 | Newport Capital Group, LLC | 144442 | Red Bank, NJ |
| Josephine Chien | 4597758 | 10/27/2026 | 10/26/2026 | Chien, Josephine | 131238 | Emeryville, CA |
| Juan M. Sanchez | 8354128 | 10/27/2026 | 10/26/2026 | Florida Financial Advisors, LLC | 288811 | Denver, CO |
| Justin Fairbanks | 8138424 | 10/27/2026 | 10/26/2026 | State Farm Investment Management Corp. | 3487 | Niles, MI |
| Justin W. Rhyne | 8354100 | 10/27/2026 | 10/26/2026 | MML Investors Services, LLC | 10409 | Newtown Square, PA |
| Kate O. Buttarazzi | 8098350 | 10/27/2026 | 10/26/2026 | Robert W. Baird & Co. Incorporated | 8158 | Fort Worth, TX |
| Kelston T. Hildebrand | 8270586 | 10/27/2026 | 10/26/2026 | Raymond James Financial Services Advisors, Inc. | 149018 | York, PA |
| Kendall A. Birmingham | 8356548 | 10/27/2026 | 10/26/2026 | Florida Financial Advisors, LLC | 288811 | Miami Lakes, FL |
| Kendall A. Rieder | 8342650 | 10/27/2026 | 10/26/2026 | 49 Financial | 319484 | Austin, TX |
| Kendall F. Aramaki | 8251933 | 10/27/2026 | 10/26/2026 | MML Investors Services, LLC | 10409 | Austin, TX |
| Kiran N. Hodgdon | 8119357 | 10/27/2026 | 10/26/2026 | Gerber Kawasaki Wealth & Investment Management | 153649 | Santa Monica, CA |
| Kwame A. Kwarteng | 8106567 | 10/27/2026 | 10/26/2026 | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | New York, NY |
| Laura Anderson | 7969616 | 10/27/2026 | 10/26/2026 | Cetera Investment Advisers LLC | 105644 | Cookeville, TN |
| Lindsay A. Brown | 5722454 | 10/27/2026 | 10/26/2026 | State Farm Investment Management Corp. | 3487 | Pittsburgh, PA |
| Lisa B. Garris | 7367042 | 10/27/2026 | 10/26/2026 | CWM, LLC | 155344 | Marietta, GA |
| Lisa Stanton | 8285839 | 10/27/2026 | 10/26/2026 | LPL Enterprise, LLC | 8733 | Ann Arbor, MI |
| Lukas Yep | 8354535 | 10/27/2026 | 10/26/2026 | Equitable Advisors, LLC | 6627 | Portland, OR |
| Luke R. Larson | 6899553 | 10/27/2026 | 10/26/2026 | Ameriprise Financial Services, LLC | 6363 | St Charles, IL |
| Madison L. McEwen | 8128570 | 10/27/2026 | 10/26/2026 | Raymond James & Associates, Inc. | 705 | Greenwood, IN |
| Marcel S. Robin | 8362058 | 10/27/2026 | 10/26/2026 | State Farm Investment Management Corp. | 3487 | Massapequa, NY |
| Marie M. Duran | 7828603 | 10/27/2026 | 10/26/2026 | Cetera Investment Advisers LLC | 105644 | Boca Raton, FL |
| Mark J. Paladijczuk | 8362543 | 10/27/2026 | 10/26/2026 | Black Diamond Financial, LLC | 145108 | Bend, OR |
| Mark R. Milano | 8115494 | 10/27/2026 | 10/26/2026 | Planmember Securities Corporation | 11869 | Oviedo, FL |
| Mason Glinn | 7337694 | 10/27/2026 | 10/26/2026 | Commonwealth Financial Network | 8032 | Warren, OH |
| Mateo I. Cohen | 7942846 | 10/27/2026 | 10/26/2026 | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | San Antonio, TX |