NEW ADVISERS

State Farm and Merrill Lynch each list 8 of 131 first adviser registrations

Source-reported first adviser registrations dated October 26, 2026, total 131. State Farm Investment Management Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated each list eight advisers as their current affiliation.

By Daniel Mercer··2 min read

State Farm Investment Management Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated top the distribution for October 26, 2026, each listing eight of the 131 source-reported first adviser registrations dated that day. In these records, the named firm is each adviser's current source-listed affiliation, not necessarily the firm where the first registration occurred.

Listed firm (current affiliation)First adviser registrations
State Farm Investment Management Corp.8
Merrill Lynch, Pierce, Fenner & Smith Incorporated8
Cetera Investment Advisers LLC6
Ameriprise Financial Services, LLC6
All other listed-firm categories103

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Cetera Investment Advisers LLC and Ameriprise Financial Services, LLC each list six, and the remaining 103 registrations fall across other listed-firm categories. The counts describe advisers whose current listed affiliation is the named firm, not registrations the firms filed.

Among the State Farm-affiliated records, Trang Doan B. Trinh-Byrd and Gina Scruggs each show a first adviser registration dated October 26, 2026. Branch listings dated October 27, 2026, place Trinh-Byrd in Torrance, California, and Scruggs in Jasper, Alabama.

Merrill Lynch-affiliated examples include Jake A. Franzke, whose first adviser registration was dated October 26, 2026, with a listed branch in Massapequa Park, New York, and Jared Rafferty, whose first adviser registration was dated the same day, with a listed branch in Boulder, Colorado.

Cetera-affiliated examples include Jack Muench, whose first adviser registration was dated October 26, 2026, with a listed branch in St. Louis, Missouri, and Andres A. Casarez, whose first adviser registration was dated October 26, 2026, with a branch listed in Irving, Texas. Ameriprise-affiliated examples with the same first-registration date include Gabriel J. Benson, listed in Fargo, North Dakota, and Seamas O Brien, listed in Gold River, California.

A first adviser registration in these records marks the first registration the source shows for an adviser, not a hiring date, a first industry job, a new license, or a career start. Reported branch locations do not establish a residence or a sole workplace, and the counts are record counts, not a measure of adviser movement between firms.

First adviser registrations

The advisers below account for all 131 source-reported first adviser registrations on 10/26/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 101–125 of 131. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Matthew Dale836487710/27/202610/26/2026Kai Wealth LLC332136Chicago, IL
Matthew Fitzpatrick760580210/27/202610/26/2026State Farm Investment Management Corp.3487Colorado Springs, CO
Mauricio Soto804765010/27/202610/26/2026Strategic Advisers LLC104555Dallas, TX
Megan Hanahan821755010/27/202610/26/2026Schwab Wealth Advisory, Inc.159035Westlake, TX
Michael Conneely756425310/27/202610/26/2026Morgan Stanley149777New York, NY
Michael J. Cavaleri636580310/27/202610/26/2026LPL Financial LLC6413Albuquerque, NM
Nathan A. Albertson828184510/27/202610/26/2026Colliers Securities LLC7477Watertown, SD
Nathan D. Monroe784156210/27/202610/26/2026Assetmark, Inc.109018Chicago, IL
Nathanael C. Parady817534810/27/202610/26/2026Key Investment Services LLC136300Burlington, VT
Neal R. Benson828126310/27/202610/26/2026Wells Fargo Clearing Services, LLC19616Minneapolis, MN
Nevin R. Shah697577310/27/202610/26/2026Edward Jones250St. Louis, MO
Nicolas G. Haralambidis816271910/27/202610/26/2026Eagle Strategies LLC110826Santa Rosa, CA
Nicole L. Gallagher812829210/27/202610/26/2026LPL Financial LLC6413Lancaster, PA
Paul Cruz825312310/27/202610/26/2026Citigroup Global Markets Inc.7059San Francisco, CA
Robert C. Gibb788767210/27/202610/26/2026Equity Services, Inc.265Amherst, NY
Ryan Schultz813762710/27/202610/26/2026Strategic Advisers LLC104555Verona, KY
Ryder J. Gilbert792868510/27/202610/26/2026Robert W. Baird & Co. Incorporated8158Edina, MN
Samantha Mazzaro830439410/27/202610/26/2026Strategic Advisers LLC104555Hebron, KY
Samuel Wyllie832073210/27/202610/26/2026Equitable Advisors, LLC6627New York, NY
Sara P. Leong832154610/27/202610/26/2026Ieq Capital, LLC301819Los Angeles, CA
Seamas O. Brien824502110/27/202610/26/2026Ameriprise Financial Services, LLC6363Gold River, CA
Sidney Rabinowitz793995510/27/202610/26/2026UBS Financial Services Inc.8174New York, NY
Stephen B. White271481210/27/202610/26/2026Peak American Investment Advisors, Inc.145056Plano, TX
Terri L. Moniot243302910/27/202610/26/2026Fifth Third Securities, Inc.628Cincinnati, OH
Trang D. B. Trinh-Byrd836294710/27/202610/26/2026State Farm Investment Management Corp.3487Torrance, CA

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