ADVISER MOVES

Brandon Lopez listed at Northwestern Mutual; 45,989 affiliation changes

Registration observations on October 27, 2026, totaled 45,989 affiliation changes across the industry.

By Daniel Mercer·Edition ·1 min read

The registration observation for October 27, 2026, added an affiliation listing Brandon Lopez with Northwestern Mutual Investment Services, LLC. These registration changes, including added, updated, and removed entries, track affiliation records rather than verified hiring, departures, or current employment status.

The broader population of registration changes on October 27, 2026, counts 45,989 affiliation changes. This includes 45,223 added affiliation records, 721 updated affiliation records, and 45 removed affiliation records.

Other affiliation observations on the same day included an updated record for Brandon Borcic at Empower Advisory Group, LLC and an added record for Jonathan I. Grundman at Adaptive Financial Consulting, LLC. Registration observations no longer listed affiliations for William J. Pfeifer III with MML Investors Services, LLC or for Brendan Neibergall with Vanguard Advisers, Inc.. Additionally, the dated registration observation for Philip E. Kimmel marked his affiliation with Wells Fargo Clearing Services, LLC as updated.

Adviser affiliation records

The appendix lists all 45,989 affiliation records on 10/27/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 3226–3250 of 45989. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Ara R. Talkov666463810/27/2026added
Araceli A. Rocha326573010/27/2026added
Arad Toushkan670615410/27/2026added
Aradine K. Stephenson669418310/27/2026added
Aram R. Boornazian315491910/27/2026added
Aran B. Coughlan675213410/27/2026added
Aranya Mishra667347210/27/2026added
Arash Jahanbigloo659031410/27/2026added
Arben Qirjazi322813510/27/2026added
Archana R. Turaga657800810/27/2026added
Archie B. Gaither659292710/27/2026added
Archie Bragg318850610/27/2026added
Ardal Powell672433010/27/2026added
Ardavan Movassaghi657529210/27/2026added
Arden A. Baptiste245622210/27/2026added
Ardis J. Stephens664200210/27/2026added
Ardon Currie671489410/27/2026added
Argie Focco321003110/27/2026added
Ari C. Taublieb675181710/27/2026added
Ari J. Kaplan649888310/27/2026added
Aria A. Olia666255710/27/2026added
Aria Khalili318514810/27/2026added
Ariana Bedrossian655713110/27/2026added
Ariana H. Jordan650762210/27/2026added
Arianna M. Chang662260910/27/2026added

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