ADVISER MOVES

Brandon Lopez listed at Northwestern Mutual; 45,989 affiliation changes

Registration observations on October 27, 2026, totaled 45,989 affiliation changes across the industry.

By Daniel Mercer·Edition ·1 min read

The registration observation for October 27, 2026, added an affiliation listing Brandon Lopez with Northwestern Mutual Investment Services, LLC. These registration changes, including added, updated, and removed entries, track affiliation records rather than verified hiring, departures, or current employment status.

The broader population of registration changes on October 27, 2026, counts 45,989 affiliation changes. This includes 45,223 added affiliation records, 721 updated affiliation records, and 45 removed affiliation records.

Other affiliation observations on the same day included an updated record for Brandon Borcic at Empower Advisory Group, LLC and an added record for Jonathan I. Grundman at Adaptive Financial Consulting, LLC. Registration observations no longer listed affiliations for William J. Pfeifer III with MML Investors Services, LLC or for Brendan Neibergall with Vanguard Advisers, Inc.. Additionally, the dated registration observation for Philip E. Kimmel marked his affiliation with Wells Fargo Clearing Services, LLC as updated.

Adviser affiliation records

The appendix lists all 45,989 affiliation records on 10/27/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 3351–3375 of 45989. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Arturo Aupont675011410/27/2026added
Arturo F. M. Casas672559010/27/2026added
Arturo J. D. Duasso675495710/27/2026added
Arturo M. Vega669070910/27/2026added
Arturo Rocha325675910/27/2026added
Artyome J. Pearl671260410/27/2026added
Arvin Shiribabadi660876810/27/2026added
Arvind P. Mathur402750110/27/2026added
Arvind Venkateswaran652156910/27/2026added
Arvind Venkateswaran652156910/27/2026added
Arya Moshrefi663138610/27/2026added
Arya Y. Doshi664551310/27/2026added
Aryeh Goldberg669010610/27/2026added
Asa Chao672336110/27/2026added
Asa M. Ramirez674066510/27/2026added
Asaf Glaich324162610/27/2026added
Aseelah N. Salaam675089910/27/2026added
Asel Vladychkin669404710/27/2026added
Asha M. Gales657540810/27/2026added
Ashanti Graham673024710/27/2026added
Asher Flint315194610/27/2026added
Asher J. L. Booz667345610/27/2026added
Ashish D. Mathur422676610/27/2026added
Ashish Khanna322854610/27/2026added
Ashish Sharma654318410/27/2026added

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