ADVISER MOVES

Brandon Lopez listed at Northwestern Mutual; 45,989 affiliation changes

Registration observations on October 27, 2026, totaled 45,989 affiliation changes across the industry.

By Daniel Mercer·Edition ·1 min read

The registration observation for October 27, 2026, added an affiliation listing Brandon Lopez with Northwestern Mutual Investment Services, LLC. These registration changes, including added, updated, and removed entries, track affiliation records rather than verified hiring, departures, or current employment status.

The broader population of registration changes on October 27, 2026, counts 45,989 affiliation changes. This includes 45,223 added affiliation records, 721 updated affiliation records, and 45 removed affiliation records.

Other affiliation observations on the same day included an updated record for Brandon Borcic at Empower Advisory Group, LLC and an added record for Jonathan I. Grundman at Adaptive Financial Consulting, LLC. Registration observations no longer listed affiliations for William J. Pfeifer III with MML Investors Services, LLC or for Brendan Neibergall with Vanguard Advisers, Inc.. Additionally, the dated registration observation for Philip E. Kimmel marked his affiliation with Wells Fargo Clearing Services, LLC as updated.

Adviser affiliation records

The appendix lists all 45,989 affiliation records on 10/27/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 3676–3700 of 45989. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Ayesha Yasin314855510/27/2026added
Ayisha Zec658921710/27/2026added
Aylla M. L. Mueller664488610/27/2026added
Ayman I. Ibrahim325389210/27/2026added
Ayman S. Khalil425382410/27/2026added
Ayorinde David651549810/27/2026added
Aysenaz Crewse654563910/27/2026added
Aysylu Shaykhieva659879610/27/2026added
Ayushi Shah649393110/27/2026added
Azan E. Piperno666661610/27/2026added
Aziza E. H. Bey651890510/27/2026added
Aziza E. H. Bey651890510/27/2026added
Azulena M. Godeck667027010/27/2026added
B M. Fry320407410/27/2026added
Babak G. Haghighi651744810/27/2026added
Baburhan Gucer320743110/27/2026added
Bachira H. Murray661087910/27/2026added
Bacilia Gomez315340410/27/2026added
Baden A. James671533710/27/2026added
Bahi B. R. Beshara674086910/27/2026added
Bailee E. Beauchamp672879310/27/2026added
Bailey A. Nichols675078110/27/2026added
Bailey Braswell651881310/27/2026added
Bailey C. Scheffe666416010/27/2026added
Bailey Domer674474110/27/2026added

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