ADVISER MOVES

Brandon Lopez listed at Northwestern Mutual; 45,989 affiliation changes

Registration observations on October 27, 2026, totaled 45,989 affiliation changes across the industry.

By Daniel Mercer·Edition ·1 min read

The registration observation for October 27, 2026, added an affiliation listing Brandon Lopez with Northwestern Mutual Investment Services, LLC. These registration changes, including added, updated, and removed entries, track affiliation records rather than verified hiring, departures, or current employment status.

The broader population of registration changes on October 27, 2026, counts 45,989 affiliation changes. This includes 45,223 added affiliation records, 721 updated affiliation records, and 45 removed affiliation records.

Other affiliation observations on the same day included an updated record for Brandon Borcic at Empower Advisory Group, LLC and an added record for Jonathan I. Grundman at Adaptive Financial Consulting, LLC. Registration observations no longer listed affiliations for William J. Pfeifer III with MML Investors Services, LLC or for Brendan Neibergall with Vanguard Advisers, Inc.. Additionally, the dated registration observation for Philip E. Kimmel marked his affiliation with Wells Fargo Clearing Services, LLC as updated.

Adviser affiliation records

The appendix lists all 45,989 affiliation records on 10/27/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 601–625 of 45989. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Aigy G. Hasegawa658870010/27/2026added
Aikan R. Major664868010/27/2026added
Aileen A. Low408668910/27/2026added
Aileen S. Arguello415194010/27/2026added
Ailen Younanpour315341910/27/2026added
Ailing Mei416978410/27/2026added
Ailun Wang656663610/27/2026added
Aiman Janineh417750710/27/2026added
Aimee C. Ohlman668598310/27/2026added
Aimee D. Cogan424165110/27/2026added
Aimee D. Harrell658513610/27/2026added
Aimee F. Tesoro313785810/27/2026added
Aimee J. Hatlestad323006010/27/2026added
Aimee K. Peltier322278810/27/2026added
Aimee K. Zedlitz327017210/27/2026added
Aimee M. Turner420392910/27/2026added
Aimee P. Grant324236410/27/2026added
Aimei Zhong651052910/27/2026added
Aiming S. Allen653820510/27/2026added
Aino J. P. Wiener321281610/27/2026added
Ainsley D. Bishop405574310/27/2026added
Ainsley J. Ellison675664110/27/2026added
Aitor M. Acosta671859010/27/2026added
Aivaras Kaskonas662803510/27/2026added
Ajamu Johnson668757610/27/2026added

Download data (CSV)

Sources