ADVISER MOVES

Brandon Lopez listed at Northwestern Mutual; 45,989 affiliation changes

Registration observations on October 27, 2026, totaled 45,989 affiliation changes across the industry.

By Daniel Mercer·Edition ·1 min read

The registration observation for October 27, 2026, added an affiliation listing Brandon Lopez with Northwestern Mutual Investment Services, LLC. These registration changes, including added, updated, and removed entries, track affiliation records rather than verified hiring, departures, or current employment status.

The broader population of registration changes on October 27, 2026, counts 45,989 affiliation changes. This includes 45,223 added affiliation records, 721 updated affiliation records, and 45 removed affiliation records.

Other affiliation observations on the same day included an updated record for Brandon Borcic at Empower Advisory Group, LLC and an added record for Jonathan I. Grundman at Adaptive Financial Consulting, LLC. Registration observations no longer listed affiliations for William J. Pfeifer III with MML Investors Services, LLC or for Brendan Neibergall with Vanguard Advisers, Inc.. Additionally, the dated registration observation for Philip E. Kimmel marked his affiliation with Wells Fargo Clearing Services, LLC as updated.

Adviser affiliation records

The appendix lists all 45,989 affiliation records on 10/27/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 626–650 of 45989. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Ajay J. Desai405802210/27/2026added
Ajay J. Vadukul670061710/27/2026added
Ajay K. Gupta657543710/27/2026added
Ajay Wadhwa824099810/27/2026added
Ajet Metaliaj323784110/27/2026added
Ajit P. Paranjpe663856810/27/2026added
Akash J. Patel666919510/27/2026added
Akhil Pruthi653458610/27/2026added
Akiba A. Reid317288610/27/2026added
Akihiro D. Kato654728510/27/2026added
Akiko Cox667802610/27/2026added
Akin S. Olusanya666832010/27/2026added
Akiva Fialkoff672610710/27/2026added
Akiva R. Goodman649283710/27/2026added
Ala Smochinsky664186510/27/2026added
Alaa Ali669479310/27/2026added
Alaa Khashan664429810/27/2026added
Alahna J. Miranda674562510/27/2026added
Alain B. Brown325434810/27/2026added
Alaina D. Nelson675755310/27/2026added
Alaina M. Anderson408902810/27/2026added
Alaina M. Kolpin660014910/27/2026added
Alaina Mattix669556410/27/2026added
Alan A. Banuelos666250810/27/2026added
Alan B. Elovitz413404010/27/2026added

Download data (CSV)

Sources