ADVISER MOVES

Brandon Lopez listed at Northwestern Mutual; 45,989 affiliation changes

Registration observations on October 27, 2026, totaled 45,989 affiliation changes across the industry.

By Daniel Mercer·Edition ·1 min read

The registration observation for October 27, 2026, added an affiliation listing Brandon Lopez with Northwestern Mutual Investment Services, LLC. These registration changes, including added, updated, and removed entries, track affiliation records rather than verified hiring, departures, or current employment status.

The broader population of registration changes on October 27, 2026, counts 45,989 affiliation changes. This includes 45,223 added affiliation records, 721 updated affiliation records, and 45 removed affiliation records.

Other affiliation observations on the same day included an updated record for Brandon Borcic at Empower Advisory Group, LLC and an added record for Jonathan I. Grundman at Adaptive Financial Consulting, LLC. Registration observations no longer listed affiliations for William J. Pfeifer III with MML Investors Services, LLC or for Brendan Neibergall with Vanguard Advisers, Inc.. Additionally, the dated registration observation for Philip E. Kimmel marked his affiliation with Wells Fargo Clearing Services, LLC as updated.

Adviser affiliation records

The appendix lists all 45,989 affiliation records on 10/27/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 6876–6900 of 45989. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Cathy S. Snyder420390010/27/2026added
Cathy W. Jones405818910/27/2026added
Catina M. Koenig404937210/27/2026added
Catrina M. S. Ruby672714410/27/2026added
Cau-Min Li423228110/27/2026added
Cavon E. Cockrum667709110/27/2026added
Cayce N. Griffith649001710/27/2026added
Cayla J. Bartoszek661178410/27/2026added
Cayla J. Taylor670788410/27/2026added
Caylee G. Fields652174910/27/2026added
Cayman Long649061810/27/2026added
Cecil F. Whisenton656052010/27/2026added
Cecil Rockhill664107910/27/2026added
Cecile M. Nguyen313933310/27/2026added
Cecilia B. Mavico326130310/27/2026added
Cecilia Brunetti423443010/27/2026added
Cecilia D. L. Cruz655316110/27/2026added
Cecily Anthony658163910/27/2026added
Cedric B. Edwards416034610/27/2026added
Cedric Bronilla323160710/27/2026added
Cedric C. Camara668380810/27/2026added
Cedric D. Alexander410872010/27/2026added
Cedric P. Powell324913010/27/2026added
Cedric R. Knight326257810/27/2026added
Cedric Ramirez759240010/27/2026added

Download data (CSV)

Sources