ADVISER MOVES

Brandon Lopez listed at Northwestern Mutual; 45,989 affiliation changes

Registration observations on October 27, 2026, totaled 45,989 affiliation changes across the industry.

By Daniel Mercer·Edition ·1 min read

The registration observation for October 27, 2026, added an affiliation listing Brandon Lopez with Northwestern Mutual Investment Services, LLC. These registration changes, including added, updated, and removed entries, track affiliation records rather than verified hiring, departures, or current employment status.

The broader population of registration changes on October 27, 2026, counts 45,989 affiliation changes. This includes 45,223 added affiliation records, 721 updated affiliation records, and 45 removed affiliation records.

Other affiliation observations on the same day included an updated record for Brandon Borcic at Empower Advisory Group, LLC and an added record for Jonathan I. Grundman at Adaptive Financial Consulting, LLC. Registration observations no longer listed affiliations for William J. Pfeifer III with MML Investors Services, LLC or for Brendan Neibergall with Vanguard Advisers, Inc.. Additionally, the dated registration observation for Philip E. Kimmel marked his affiliation with Wells Fargo Clearing Services, LLC as updated.

Adviser affiliation records

The appendix lists all 45,989 affiliation records on 10/27/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 1451–1475 of 45989. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Allison R. Osgood672256410/27/2026added
Allison S. Cassell672614510/27/2026added
Allison S. Johnson675667110/27/2026added
Allison S. Polk674731610/27/2026added
Allison S. Schaberg314298510/27/2026added
Allison S. Wooton499007210/27/2026removed
Allison Short657346910/27/2026added
Allison V. Steegt673885010/27/2026added
Allison Williams316324610/27/2026added
Allisyn Lambert669056410/27/2026added
Allton P. Willis656014510/27/2026added
Ally M. Kell661426010/27/2026added
Allyn W. Edwards418375110/27/2026added
Allyse M. Malooly649723510/27/2026added
Allyson M. Adkins673492410/27/2026added
Allyson R. Alexander652519110/27/2026added
Alma M. Alcoser416319610/27/2026added
Almir Salihovic658979110/27/2026added
Almog Olshtein668735510/27/2026added
Almohannad Alabed660252810/27/2026added
Alon Haim667548010/27/2026added
Alona Shain672487310/27/2026added
Alondra Harvey663443210/27/2026added
Alonso Buitron316858010/27/2026added
Alonso G. Zorrilla318144610/27/2026added

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