ADVISER MOVES

Brandon Lopez listed at Northwestern Mutual; 45,989 affiliation changes

Registration observations on October 27, 2026, totaled 45,989 affiliation changes across the industry.

By Daniel Mercer·Edition ·1 min read

The registration observation for October 27, 2026, added an affiliation listing Brandon Lopez with Northwestern Mutual Investment Services, LLC. These registration changes, including added, updated, and removed entries, track affiliation records rather than verified hiring, departures, or current employment status.

The broader population of registration changes on October 27, 2026, counts 45,989 affiliation changes. This includes 45,223 added affiliation records, 721 updated affiliation records, and 45 removed affiliation records.

Other affiliation observations on the same day included an updated record for Brandon Borcic at Empower Advisory Group, LLC and an added record for Jonathan I. Grundman at Adaptive Financial Consulting, LLC. Registration observations no longer listed affiliations for William J. Pfeifer III with MML Investors Services, LLC or for Brendan Neibergall with Vanguard Advisers, Inc.. Additionally, the dated registration observation for Philip E. Kimmel marked his affiliation with Wells Fargo Clearing Services, LLC as updated.

Adviser affiliation records

The appendix lists all 45,989 affiliation records on 10/27/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 1651–1675 of 45989. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Amber S. Martignetti670470010/27/2026added
Amber S. Tyler662099710/27/2026added
Amber W. Fitzrysler655228310/27/2026added
Amber Wyatt657199610/27/2026added
Amberly J. Smith670158210/27/2026added
Amberly M. Thurston670470810/27/2026added
Ambreen Shahab401137510/27/2026added
Ameen Amin663336610/27/2026added
Ameen M. Estaiteyeh417782810/27/2026added
Ameer S. Richardson413836910/27/2026added
Amelia C. Gaspary406276710/27/2026added
Amelia Gagnon670234010/27/2026added
Amelia L. Urbanik651644310/27/2026added
Amelia M. Hastings674882010/27/2026added
Amelia Toal670516410/27/2026added
Amethyst J. Roth674225010/27/2026added
Ameya A. Naik802592710/27/2026updated
Ami N. Shah662296410/27/2026added
Ami V. Shah317204710/27/2026added
Amie Hernandez671299510/27/2026added
Amie S. Sankey668881810/27/2026added
Amie S. W. Garner664689010/27/2026added
Amie S. W. Garner664689010/27/2026added
Amilka N. Delgado409738710/27/2026added
Amin B. Antoine315115810/27/2026added

Download data (CSV)

Sources