NEW ADVISERS

Merrill lists 22 of 169 first adviser registrations

The full roster covers source-reported first adviser registrations dated October 28, 2026. Merrill Lynch, Pierce, Fenner & Smith Incorporated is the listed firm for 22 people.

By Claire Bennett··1 min read

Merrill Lynch, Pierce, Fenner & Smith Incorporated is the listed firm for 22 of the 169 source-reported first adviser registrations dated October 28, 2026. The firm shown is the current source-listed affiliation, not necessarily where an adviser first registered.

Larry Rhabb is among those listed with Merrill. His source-reported first adviser registration date is October 28, 2026, and Charlotte, North Carolina, is listed as a branch location.

The branch location was observed in a source snapshot dated October 29, 2026, a separate date from Rhabb’s first registration. A listed branch does not establish residence or sole workplace.

Wells Fargo Clearing Services, LLC and LPL Financial LLC are each listed for nine people in the roster; Strategic Advisers LLC is listed for seven. The remaining 122 people are grouped under all other firms.

A first adviser registration does not establish a first industry job, first broker registration, new license, hiring date or career start.

First adviser registrations

The advisers below account for all 169 source-reported first adviser registrations on 10/28/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 26–50 of 169. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Carol Deveney730129610/29/202610/28/2026Strategic Advisers LLC104555Elmhurst, IL
Carston S. Truumees825865510/29/202610/28/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691San Jose, CA
Carter P. Malonson831850110/29/202610/28/2026Strategic Advisers LLC104555Houston, TX
Chantal S. Balta746646210/29/202610/28/2026Eagle Strategies LLC110826Glendale, CA
Charles A. Hatt643657510/29/202610/28/2026Charles Schwab & Co., Inc.5393Indianapolis, IN
Christina M. Alescio833807710/29/202610/28/2026Cumberland Advisors107964Philadelphia, PA
Christopher N. Proceviat833765710/29/202610/28/2026LPL Financial LLC6413San Jose, CA
Christopher R. Broderick649162810/29/202610/28/2026Perigon Wealth Management, LLC131037San Francisco, CA
Cole G. Jarvis732139610/29/202610/28/2026Citigroup Global Markets Inc.7059Washington, DC
Cole P. Kosanovich832233110/29/202610/28/2026Morgan Stanley149777Chicago, IL
Colin J. Pieroth807424010/29/202610/28/2026Morgan Stanley149777Milwaukee, WI
Colton M. Haydel808740110/29/202610/28/2026Schwab Wealth Advisory, Inc.159035Phoenix, AZ
Connor L. Aragon830143810/29/202610/28/2026Vanguard Advisers, Inc.106715Scottsdale, AZ
Connor R. Lynch832268210/29/202610/28/2026HB Wealth316731Columbia, MD
Crawford J. Higgins831144110/29/202610/28/2026UBS Financial Services Inc.8174Richmond, VA
Daniel Corrales773578610/29/202610/28/2026Morgan Stanley149777Miami, FL
Daniel J. H. Vincent819646910/29/202610/28/2026Allworth Financial, L.P.111167Waltham, MA
Danielle L. Freer787209310/29/202610/28/2026Pitcairn333260Conshohocken, PA
Dante J. Perri813190510/29/202610/28/2026Quadrant Private Wealth Management, LLC277044Center Valley, PA
David V. Baez793607610/29/202610/28/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Jacksonville, FL
Dawson W. Willard833529710/29/202610/28/2026Gibco Capital Advisors319407Clinton, OK
Deen Kasuba832910410/29/202610/28/2026Assetmark, Inc.109018Chicago, IL
Domenico Cucinella829756910/29/202610/28/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Chicago, IL
Elisa W. Hecht220521410/29/202610/28/2026Northwestern Mutual Investment Services, LLC2881New York, NY
Elizabeth Johnson278102310/29/202610/28/2026Wells Fargo Advisors Financial Network, LLC11025Nashville, TN

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